GREENWICH INVESTMENT MANAGEMENT, INC. Information

200 FIRST STAMFORD PLACE, STAMFORD, Connecticut, 06902, (203) 625-5316

Report Date: 09/30/2014

Position Statistics

Total Positions 45
New Positions 4
Increased Positions 18
Decreased Positions 21
Positions with Activity 39
Sold Out Positions 4
Total Mkt Value (in $ millions) 148

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.36%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.03%
Financial 61.88%
Healthcare 0.16%
Services 26.6%
Technology
Transportation
Utilities 1.01%

45 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OAKTREE CAP GROUP LLC UNIT CL A 23,203 -379 (1.61) 422,328
PENNYMAC MTG INVT TR COM 19,196 -770 (3.86) 844,912
ELLINGTON FINANCIAL LLC COM 16,725 -184 (1.09) 800,618
STARWOOD PPTY TR INC COM 12,670 290 2.34 523,766
TRIANGLE CAP CORP COM 8,810 -27 (0.3) 422,526
MAIN STREET CAPITAL CORP COM 8,180 -198 (2.36) 277,103
KKR & CO L P DEL COM UNITS 6,497 -53 (0.81) 263,985
ARES CAP CORP COM 6,363 -3,560 (35.88) 389,154
OMEGA HEALTHCARE INVS INC COM 5,893 2,362 66.91 132,335
PRICE T ROWE GROUP INC COM 4,347 2,372 120.15 52,418
PENNYMAC FINL SVCS INC CL A 2,970 -181 (5.75) 164,795
BLACKROCK INC COM 2,779 261 10.36 7,775
FRANKLIN RES INC COM 2,730 74 2.79 50,395
APOLLO GLOBAL MGMT LLC CL A SHS 2,717 -953 (25.96) 107,985
TORONTO DOMINION BK ONT COM NEW 2,684 2,025 307.31 63,765
GLOBAL PARTNERS LP COM UNITS 2,267 245 12.11 59,670
NGL ENERGY PARTNERS LP COM UNIT REPST 1,917 58 3.14 65,790
ARTISAN PARTNERS ASSET MGMT IN CL A 1,868 48 2.62 37,283
EXXON MOBIL CORP COM 1,793 60 3.44 19,544
BABSON CAP PARTN INVS TR SH BEN INT 1,615 New 122,975