GREENWICH INVESTMENT MANAGEMENT, INC. Information

200 FIRST STAMFORD PLACE, STAMFORD, Connecticut, 06902, (203) 625-5316

Report Date: 06/30/2015

Position Statistics

Total Positions 51
New Positions 5
Increased Positions 28
Decreased Positions 20
Positions with Activity 48
Sold Out Positions 2
Total Mkt Value (in $ millions) 101

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.6%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.68%
Financial 57.28%
Healthcare 0.3%
Services 28.27%
Technology
Transportation
Utilities 1.49%

51 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ELLINGTON FINANCIAL LLC COM 11,919 -541 (4.34) 657,808
PENNYMAC MTG INVT TR COM 8,825 -3,639 (29.2) 585,625
STARWOOD PPTY TR INC COM 8,495 -293 (3.34) 399,210
ARES CAP CORP COM 6,241 -10 (0.15) 395,744
PRICE T ROWE GROUP INC COM 5,905 -114 (1.89) 82,145
MAIN STREET CAPITAL CORP COM 5,890 342 6.16 209,686
OAKTREE CAP GROUP LLC UNIT CL A 4,627 -3,179 (40.73) 87,302
OMEGA HEALTHCARE INVS INC COM 4,094 64 1.58 121,204
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 3,906 2,830 263.21 142,850
TRIANGLE CAP CORP COM 3,143 -1,394 (30.73) 157,131
CBL & ASSOC PPTYS INC COM 2,839 8 .29 190,762
WESTWOOD HLDGS GROUP INC COM 2,732 46 1.72 49,210
TORONTO DOMINION BK ONT COM NEW 2,553 79 3.18 64,140
GLOBAL PARTNERS LP COM UNITS 2,529 88 3.60 78,335
PENNANTPARK INVT CORP COM 2,080 878 73.04 273,685
BABSON CAP PARTN INVS TR SH BEN INT 1,802 25 1.39 137,068
PENNYMAC FINL SVCS INC CL A 1,762 978 124.87 102,608
NGL ENERGY PARTNERS LP COM UNIT REPST 1,657 91 5.83 68,755
GOLDMAN SACHS GROUP INC COM 1,474 -2,001 (57.59) 7,814
EXXON MOBIL CORP COM 1,428 -8 (0.52) 18,979