GRASSI INVESTMENT MANAGEMENT LLC Information

1804 NORTH SHORELINE BLVD., SUITE 140, MOUNTAIN VIEW, California, 94043, (650) 934-0770

Report Date: 03/31/2014

Position Statistics

Total Positions 150
New Positions 9
Increased Positions 61
Decreased Positions 62
Positions with Activity 123
Sold Out Positions 16
Total Mkt Value (in $ millions) 443

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.54%
Capital Goods 7.41%
Conglomerates
Consumer Cyclical 0.24%
Consumer/Non-Cyclical 14.45%
Energy 6.34%
Financial 18.98%
Healthcare 11.63%
Services 17.1%
Technology 9.84%
Transportation 1.73%
Utilities 4.64%

150 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HALLIBURTON CO COM -763 Sold Out 0
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER -348 Sold Out 0
KINDER MORGAN INC DEL COM -1,460 Sold Out 0
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN -3,350 Sold Out 0
ONEOK PARTNERS LP UNIT LTD PARTN -277 Sold Out 0
SEADRILL LIMITED SHS -4,397 Sold Out 0
SENIOR HSG PPTYS TR SH BEN INT -528 Sold Out 0
THL CR INC COM -454 Sold Out 0
TRANSOCEAN LTD REG SHS -3,532 Sold Out 0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR -96 Sold Out 0