GRASSI INVESTMENT MANAGEMENT LLC Information

1804 NORTH SHORELINE BLVD., SUITE 140, MOUNTAIN VIEW, California, 94043, (650) 934-0770

Report Date: 03/31/2014

Position Statistics

Total Positions 150
New Positions 9
Increased Positions 61
Decreased Positions 62
Positions with Activity 123
Sold Out Positions 16
Total Mkt Value (in $ millions) 444

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.48%
Capital Goods 7.45%
Conglomerates
Consumer Cyclical 0.25%
Consumer/Non-Cyclical 14.75%
Energy 6.29%
Financial 19.09%
Healthcare 11.81%
Services 16.85%
Technology 9.7%
Transportation 1.75%
Utilities 4.5%

150 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROCHE HLDG LTD SPONSORED ADR 6,196 6,196 New 166,380
CATERPILLAR INC DEL COM 6,176 -55 (0.88) 56,075
LOCKHEED MARTIN CORP COM 6,080 New 38,495
ALTRIA GROUP INC COM 6,016 3 .05 140,554
HONEYWELL INTL INC COM 6,001 47 .80 63,472
MERCK & CO INC NEW COM 5,945 73 1.25 101,534
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 5,885 980 19.99 102,950
BRISTOL MYERS SQUIBB CO COM 5,778 77 1.35 120,583
JPMORGAN CHASE & CO COM 5,737 14 .25 102,401
UNITED TECHNOLOGIES CORP COM 5,710 296 5.47 50,156
BLACKSTONE GROUP L P COM UNIT LTD 5,699 91 1.63 173,475
FIRST REP BK SAN FRANCISCO CAL COM 5,692 New 104,000
GLAXOSMITHKLINE PLC SPONSORED ADR 5,631 69 1.24 104,525
REYNOLDS AMERICAN INC COM 5,593 -34 (0.61) 89,249
INTEL CORP COM 5,586 66 1.20 180,850
KRAFT FOODS GROUP INC COM 5,373 -156 (2.82) 89,970
UNION PAC CORP COM 5,368 -70 (1.3) 53,350
KEYCORP NEW COM 5,352 5,150 2,556.04 374,502
VISA INC COM CL A 5,253 1,693 47.58 24,300
YAHOO INC COM 5,207 -441 (7.82) 149,407