GRACE & WHITE INC /NY Information

515 MADISON AVE, NY, New York, 10022, (212) 935-5990

Report Date: 12/31/2013

Position Statistics

Total Positions 149
New Positions 10
Increased Positions 36
Decreased Positions 44
Positions with Activity 80
Sold Out Positions 6
Total Mkt Value (in $ millions) 515

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.6%
Capital Goods 14.32%
Conglomerates 0%
Consumer Cyclical 5.45%
Consumer/Non-Cyclical 2.42%
Energy 18.16%
Financial 22.31%
Healthcare 5.03%
Services 10.03%
Technology 1.98%
Transportation 3.55%
Utilities 5.58%

149 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MFS INTERMARKET INCOME TRUST I SH BEN INT 1,545 42 2.78 184,851
ASTRO-MED INC NEW COM 1,512 New 123,436
NEW YORK & CO INC COM 1,499 90 6.42 331,731
COCA COLA CO COM 1,367 New 33,666
PEOPLES UNITED FINANCIAL INC COM 1,337 New 89,541
SI FINL GROUP INC MD COM 1,316 New 111,908
ARGO GROUP US INC SR NT 42 1,193 1,193 New 51,064
AEGON NV PFD PER 6.875% 1,116 New 43,958
BROADWAY FINL CORP DEL COM 1,076 1,011 1,553.78 861,059
LUBYS INC COM 1,050 New 183,959
GLOBAL TECH ADVANCED INNOVATIO SHS NEW 1,046 New 189,855
METLIFE INC COM 1,011 New 20,000
BERKLEY W R CORP COM 1,007 New 24,322
VESTAS WIND SYS AS UTD KINGDOM UNSP ADR 978 -61 (5.91) 71,700
CURRENCYSHARES EURO TR EURO SHS 941 New 6,900
HUGOTON RTY TR TEX UNIT BEN INT 924 New 118,000
GENERAL DYNAMICS CORP COM 865 New 8,000
BRISTOL MYERS SQUIBB CO COM 853 -339 (28.43) 17,373
SUMMIT HOTEL PPTYS COM 853 271 46.53 93,999
STATE AUTO FINL CORP COM 795 New 37,100