GRACE & WHITE INC /NY Information

515 MADISON AVE, NY, New York, 10022, (212) 935-5990

Report Date: 12/31/2013

Position Statistics

Total Positions 149
New Positions 10
Increased Positions 36
Decreased Positions 44
Positions with Activity 80
Sold Out Positions 6
Total Mkt Value (in $ millions) 505

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.74%
Capital Goods 14.3%
Conglomerates 0%
Consumer Cyclical 5.53%
Consumer/Non-Cyclical 2.41%
Energy 17.91%
Financial 22.39%
Healthcare 5%
Services 10.08%
Technology 2.01%
Transportation 3.52%
Utilities 5.52%

36 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
GENERAL ELECTRIC CO COM 646 8 1.24 25,408
BLACKROCK MUNI N Y INTER DURAT COM 176 22 14.17 12,901
ROYCE MICRO-CAP TR INC COM 406 30 7.88 34,407
MFS INTERMARKET INCOME TRUST I SH BEN INT 1,555 42 2.78 184,851
ROYAL DUTCH SHELL PLC SPONS ADR A 1,903 47 2.51 25,950
EXPRESS SCRIPTS HLDG CO COM 1,753 48 2.80 24,293
NEW YORK & CO INC COM 1,407 85 6.42 331,731
MS&AD INSURANCE GRP HLDG INC SHS 2,159 94 4.54 96,302
PHOENIX COS INC NEW QUIBS 2032 4,244 124 3.02 182,912
GASFRAC ENERGY SVCS INC COM 2,569 126 5.18 1,573,100
BLACKROCK NY MUNI INC QLTY TR COM 131 131 New 10,189
BLUE RIDGE REAL ESTATE CO COM NEW 151 151 New 17,406
TOKIO MARINE HOLDINGS INC SHS 177 177 New 6,000
MAGAL SECURITY SYS LTD ORD 4,028 188 4.89 1,134,658
MERCK & CO INC NEW COM 5,588 190 3.51 99,926
MOOG INC CL A 206 206 New 3,375
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 210 210 New 5,000
PEPSICO INC COM 5,406 222 4.28 65,018
WESTERN ASSET CLYM INFL OPP IN COM 503 264 110.50 42,704
SUMMIT HOTEL PPTYS COM 861 273 46.53 93,999