GRACE & WHITE INC /NY Information

515 MADISON AVE, NY, New York, 10022, (212) 935-5990

Report Date: 12/31/2013

Position Statistics

Total Positions 149
New Positions 10
Increased Positions 36
Decreased Positions 44
Positions with Activity 80
Sold Out Positions 6
Total Mkt Value (in $ millions) 518

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.56%
Capital Goods 14.38%
Conglomerates 0%
Consumer Cyclical 5.48%
Consumer/Non-Cyclical 2.41%
Energy 18.27%
Financial 22.24%
Healthcare 5%
Services 9.97%
Technology 1.98%
Transportation 3.63%
Utilities 5.51%

80 Activity Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
FOREST CITY ENTERPRISES INC CL A 9,173 -993 (9.77) 490,815
MCLEODUSA INC CL A Sold Out 0
MOOG INC CL A 212 212 New 3,375
KIMBALL INTL INC CL B 3,565 -1,676 (31.98) 205,012
ALAMO GROUP INC COM 4,282 -229 (5.07) 75,348
ALLIANT ENERGY CORP COM 13,508 -17 (0.13) 233,993
AMERICAN WOODMARK CORP COM 4,177 -48 (1.14) 130,601
ATMOS ENERGY CORP COM 5,422 -489 (8.27) 108,650
BLACKROCK MUNI N Y INTER DURAT COM 175 22 14.17 12,901
BLACKROCK NY MUNI INC QLTY TR COM 131 131 New 10,189
BOEING CO COM 5,782 -755 (11.55) 45,199
BRISTOL MYERS SQUIBB CO COM 859 -341 (28.43) 17,373
BROADWAY FINL CORP DEL COM 1,060 996 1,553.78 861,059
CALLAWAY GOLF CO COM 8,773 -771 (8.08) 926,447
CASTLE A M & CO COM 7,022 448 6.82 514,057
CIMAREX ENERGY CO COM 5,734 -590 (9.33) 47,381
CLIFTON BANCORP INC COM 3,394 286 9.22 290,369
ECOLAB INC COM 690 690 New 6,400
EMC INS GROUP INC COM 3,513 -356 (9.2) 104,537
ENERPLUS CORP COM 14,865 -143 (0.95) 679,077