GRACE & WHITE INC /NY Information

515 MADISON AVE, NY, New York, 10022, (212) 935-5990

Report Date: 09/30/2014

Position Statistics

Total Positions 147
New Positions 4
Increased Positions 24
Decreased Positions 44
Positions with Activity 68
Sold Out Positions 4
Total Mkt Value (in $ millions) 487

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.82%
Capital Goods 15.93%
Conglomerates 0%
Consumer Cyclical 5.78%
Consumer/Non-Cyclical 2.99%
Energy 10.56%
Financial 25.06%
Healthcare 5.91%
Services 11.32%
Technology 1.54%
Transportation 4.86%
Utilities 5.6%

68 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHUBU NIPPON BROADCAST CO LTD SHS 2,273 -39 (1.71) 420,837
WASHINGTONFIRST BANKSHARES INC COM 2,045 -99 (4.63) 134,176
HARDINGE INC COM 2,032 847 71.43 179,806
CONSOLIDATED TOMOKA LD CO COM 1,986 -114 (5.42) 35,784
WESTERN ASSET CLYM INFL OPP IN COM 1,857 1,368 279.88 162,222
PENN WEST PETE LTD NEW COM 1,643 119 7.81 1,074,088
LUBYS INC COM 1,442 -16 (1.07) 321,064
AEGON N V NY REGISTRY SH 1,438 30 2.15 205,178
FUEL TECH INC COM 1,320 1,320 New 399,961
SI FINL GROUP INC MD COM 1,171 -57 (4.6) 106,757
MFS GOVT MKTS INCOME TR SH BEN INT 1,101 -441 (28.59) 188,125
BROADWIND ENERGY INC COM NEW 1,064 1,064 New 210,342
BROADWAY FINL CORP DEL COM 1,043 -33 (3.09) 834,413
NEW YORK & CO INC COM 827 48 6.14 352,092
GASFRAC ENERGY SVCS INC COM 524 141 36.98 2,154,900
VIASYSTEMS GROUP INC COM PAR$.01 490 -97 (16.59) 30,069
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 442 442 New 37,739
RAYONIER ADVANCED MATLS INC COM 417 (0.02) 21,528
MICROSOFT CORP COM 390 -52 (11.73) 8,275
BERKSHIRE HATHAWAY INC DEL CL A 224 224 New 1