GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,275
New Positions 311
Increased Positions 2,354
Decreased Positions 1,849
Positions with Activity 4,203
Sold Out Positions 190
Total Mkt Value (in $ millions) 221,832

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 3.52%
Conglomerates 0.55%
Consumer Cyclical 2.83%
Consumer/Non-Cyclical 3.85%
Energy 8.6%
Financial 33.06%
Healthcare 7.04%
Services 15.47%
Technology 13.65%
Transportation 1.73%
Utilities 4.17%

4,275 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 1,698 1,101 184.45 15,898
ISHARES 10+ YR CR BD ETF 814 397 95.06 13,777
ISHARES 10-20 YR TRS ETF 618 53 9.40 4,855
ISHARES 1-3 YR CR BD ETF 104,325 37,649 56.47 989,052
ISHARES 1-3 YR TR BD ETF 22,067 16,573 301.67 261,148
PIMCO ETF TR 1-5 US TIP IDX 421 -1,322 (75.83) 7,938
ISHARES 20+ YR TR BD ETF 464,455 113,832 32.47 4,174,128
PIMCO ETF TR 25YR+ ZERO U S 367 367 New 3,800
ISHARES 3-7 YR TR BD ETF 10,025 5,174 106.68 82,786
ISHARES 3YRTB ETF -210 Sold Out 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 231 231 New 2,617
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 14,049 1 .01 12,302
ISHARES 7-10 Y TR BD ETF 117,396 -269,897 (69.69) 1,146,781
ACACIA RESH CORP ACACIA TCH COM 375 -1,933 (83.75) 23,608
AVIVA PLC ADR 3,802 275 7.81 223,241
BANCO SANTANDER SA ADR 22,919 3,112 15.71 2,338,662
BARCLAYS PLC ADR 7,636 356 4.90 475,172
BT GROUP PLC ADR 7,453 532 7.68 122,002
CARNIVAL PLC ADR 4,902 -133 (2.64) 131,882
CRH PLC ADR 3,097 206 7.12 106,049