GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,570
New Positions 371
Increased Positions 2,039
Decreased Positions 2,446
Positions with Activity 4,485
Sold Out Positions 251
Total Mkt Value (in $ millions) 236,466

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 2.91%
Conglomerates 0.33%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 3.08%
Energy 6.55%
Financial 35.36%
Healthcare 7.34%
Services 14.91%
Technology 13.57%
Transportation 1.66%
Utilities 4.76%

4,570 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPHATEC HOLDINGS INC COM 133 2 1.31 99,712
CELSION CORPORATION COM PAR $0.01 133 110 495.08 56,907
LUBYS INC COM 132 14 12.19 29,176
CONATUS PHARMACEUTICALS INC COM 132 3 2.52 19,770
TELENAV INC COM 132 -177 (57.33) 20,578
TEKMIRA PHARMACEUTICALS CORP COM NEW 132 75 133.88 9,512
ARBOR RLTY TR INC COM 131 -88 (40.18) 19,369
SUPERNUS PHARMACEUTICALS INC COM 131 22 20.54 15,651
CASTLIGHT HEALTH INC CL B 131 -66 (33.43) 11,052
GOLDEN STAR RES LTD CDA COM 131 -1 (0.88) 745,873
TEMPLETON GLOBAL INCOME FD COM 130 -561 (81.14) 18,338
ELDORADO RESORTS INC COM 130 -44 (25.32) 30,111
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 130 130 New 10,710
CRESUD S A C I F Y A SPONSORED ADR 130 130 New 12,381
CM FIN INC COM 130 -160 (55.18) 12,402
DAWSON GEOPHYSICAL CO COM 129 -154 (54.28) 12,090
ALLIANCEBERNSTEIN GBL HGH INCM COM 129 -46 (26.03) 10,057
BIO-REFERENCE LABS INC COM $.01 NEW 129 129 New 4,122
PAPA MURPHYS HLDGS INC COM 129 129 New 10,961
ZIX CORP COM 128 -39 (23.23) 34,588