GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,274
New Positions 311
Increased Positions 2,353
Decreased Positions 1,849
Positions with Activity 4,202
Sold Out Positions 190
Total Mkt Value (in $ millions) 222,428

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 3.53%
Conglomerates 0.55%
Consumer Cyclical 2.83%
Consumer/Non-Cyclical 3.84%
Energy 8.65%
Financial 33.06%
Healthcare 7.04%
Services 15.43%
Technology 13.63%
Transportation 1.74%
Utilities 4.15%

4,274 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EAGLE BULK SHIPPING INC SHS NEW 101 101 New 29,084
EMERALD OIL INC COM NEW 101 -312 (75.54) 14,327
RED LION HOTELS CORP COM 101 -136 (57.38) 17,474
HALLADOR ENERGY COMPANY COM 100 100 New 11,375
TRANSATLANTIC PETROLEUM LTD SHS NEW 100 -63 (38.8) 11,042
GIGOPTIX INC COM 100 100 New 56,552
VANTAGE DRILLING COMPANY ORD SHS 98 60 155.04 57,455
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 98 98 New 13,768
WESTERN ASSET HIGH INCM OPP FD COM 97 97 New 16,211
GENERAL MOLY INC COM 97 69 250.57 87,226
AMICUS THERAPEUTICS INC COM 97 -36 (27.36) 52,524
EVER GLORY INTL GRP INC COM NEW 96 96 New 13,151
MANAGED HIGH YIELD PLUS FD INC COM 96 2 1.87 44,729
CENVEO INC COM 94 -5,112 (98.19) 30,279
NEWLINK GENETICS CORP COM 94 -4 (3.65) 4,512
NANOSPHERE INC COM 94 12 15.22 51,131
XINYUAN REAL ESTATE CO LTD SPONS ADR 94 94 New 20,028
CODEXIS INC COM 93 -123 (57.04) 53,076
NEONODE INC COM NEW 93 29 44.80 16,302
GSI TECHNOLOGY COM 92 92 New 13,306