GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,273
New Positions 311
Increased Positions 2,352
Decreased Positions 1,849
Positions with Activity 4,201
Sold Out Positions 190
Total Mkt Value (in $ millions) 224,383

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 3.51%
Conglomerates 0.55%
Consumer Cyclical 2.85%
Consumer/Non-Cyclical 3.81%
Energy 8.63%
Financial 33.01%
Healthcare 7.17%
Services 15.44%
Technology 13.63%
Transportation 1.74%
Utilities 4.12%

190 Sold Out Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 3YRTB ETF -209 Sold Out 0
ELAN PLC ADR -12,412 Sold Out 0
SUNTECH PWR HLDGS CO LTD ADR -35 Sold Out 0
HSBC HLDGS PLC ADR A 1/40PF A -272 Sold Out 0
UBS AG JERSEY BRH ALERIAN INFRST -308 Sold Out 0
GLOBAL X FDS BOLSA FTSE COL20 -222 Sold Out 0
GLOBAL X FDS CHINA CONS ETF -406 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL A -3,803 Sold Out 0
CUMULUS MEDIA INC CL A -335 Sold Out 0
GRIFFIN LD & NURSERIES INC CL A -629 Sold Out 0
HF2 FINL MGMT INC CL A -1,446 Sold Out 0
SCHAWK INC CL A -1,091 Sold Out 0
SILVERCREST ASSET MGMT GROUP I CL A -231 Sold Out 0
VIACOM INC NEW CL A -470 Sold Out 0
ASTRONICS CORP CL B -223 Sold Out 0
BALDWIN & LYONS INC CL B -968 Sold Out 0
AEP INDS INC COM -700 Sold Out 0
ALAMO GROUP INC COM -1,584 Sold Out 0
AMBASSADORS GROUP INC COM -380 Sold Out 0
AMR CORP DEL COM -16,271 Sold Out 0