GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 4,274
New Positions 311
Increased Positions 2,353
Decreased Positions 1,849
Positions with Activity 4,202
Sold Out Positions 190
Total Mkt Value (in $ millions) 222,428

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 3.53%
Conglomerates 0.55%
Consumer Cyclical 2.83%
Consumer/Non-Cyclical 3.84%
Energy 8.65%
Financial 33.06%
Healthcare 7.04%
Services 15.43%
Technology 13.63%
Transportation 1.74%
Utilities 4.15%

190 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENERNOC INC COM -422 Sold Out 0
ESSA BANCORP INC COM -376 Sold Out 0
EXA CORP COM -165 Sold Out 0
EXTERRAN PARTNERS LP COM UNITS -1,360 Sold Out 0
FARMER BROS CO COM -678 Sold Out 0
FIRST TR MORNINGSTAR DIV LEADR SHS -4,988 Sold Out 0
FIRST TR SML CP CORE ALPHA FD COM SHS -254 Sold Out 0
FLAGSTAR BANCORP INC COM PAR .001 -372 Sold Out 0
FORBES ENERGY SVCS LTD COM -127 Sold Out 0
FREIGHTCAR AMER INC COM -972 Sold Out 0
GEEKNET INC COM NEW -177 Sold Out 0
GLOBAL POWER EQUIPMENT GRP INC COM PAR $0.01 -295 Sold Out 0
GLOBAL X FDS BOLSA FTSE COL20 -223 Sold Out 0
GLOBAL X FDS CHINA CONS ETF -410 Sold Out 0
GRAMERCY PPTY TR INC COM -91 Sold Out 0
GRANA Y MONTERO S A A SPONSORED ADR -179 Sold Out 0
GRIFFIN LD & NURSERIES INC CL A -632 Sold Out 0
HAWAIIAN HOLDINGS INC COM -527 Sold Out 0
HC2 HLDGS INC COM -46 Sold Out 0
HEARTWARE INTL INC COM -411 Sold Out 0