GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,570
New Positions 371
Increased Positions 2,039
Decreased Positions 2,446
Positions with Activity 4,485
Sold Out Positions 251
Total Mkt Value (in $ millions) 237,479

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 2.91%
Conglomerates 0.32%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 3.07%
Energy 6.48%
Financial 35.31%
Healthcare 7.45%
Services 14.87%
Technology 13.59%
Transportation 1.66%
Utilities 4.81%

251 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
2U INC COM -698 Sold Out 0
51JOB INC SP ADR REP COM -93 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -69 Sold Out 0
ADAMS RES & ENERGY INC COM NEW -188 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -238 Sold Out 0
AETERNA ZENTARIS INC COM NEW -9 Sold Out 0
ALMOST FAMILY INC COM -723 Sold Out 0
ALPS ETF TR GS RSKADJRTNLC -340 Sold Out 0
ALPS ETF TR GS MOM BLDMULT -1,803 Sold Out 0
ALPS ETF TR GS MOM BLDASIA -2,233 Sold Out 0
ALPS ETF TR GM MOMBLDGREQT -2,134 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -26 Sold Out 0
ANI PHARMACEUTICALS INC COM -1,647 Sold Out 0
APPLIED GENETIC TECHNOL CORP COM -269 Sold Out 0
ARCTIC CAT INC COM -6,289 Sold Out 0
ARES COML REAL ESTATE CORP COM -316 Sold Out 0
ARTESIAN RESOURCES CORP CL A -243 Sold Out 0
ASCENT CAP GROUP INC COM SER A -686 Sold Out 0
ASTEC INDS INC COM -256 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -14 Sold Out 0