GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,570
New Positions 371
Increased Positions 2,039
Decreased Positions 2,446
Positions with Activity 4,485
Sold Out Positions 251
Total Mkt Value (in $ millions) 237,479

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 2.91%
Conglomerates 0.32%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 3.07%
Energy 6.48%
Financial 35.31%
Healthcare 7.45%
Services 14.87%
Technology 13.59%
Transportation 1.66%
Utilities 4.81%

371 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BAXANO SURGICAL INC COM New 40,680
CACHE INC COM NEW 3 3 New 13,717
CERES INC COM 4 4 New 18,352
INVENTERGY GLOBAL INC COM 8 8 New 14,177
PORTER BANCORP INC COM 9 9 New 16,053
PROSHARES TR II SHT VIX ST TRM 9 9 New 127
ELEPHANT TALK COMM CORP COM NEW 9 9 New 12,057
ZBB ENERGY CORPORATION COM NEW 11 11 New 21,046
GIGAMEDIA LTD ORD 13 13 New 14,500
KU6 MEDIA CO LTD SPONSORED ADR 15 15 New 14,034
MAST THERAPEUTICS INC COM 15 15 New 30,577
METABOLIX INC COM 16 16 New 43,736
SMITH MICRO SOFTWARE INC COM 17 17 New 18,883
COMSTOCK MNG INC COM 17 17 New 24,867
VICON INDS INC COM 19 19 New 10,947
SIFY TECHNOLOGIES LIMITED SPONSORED ADR 21 21 New 14,971
UQM TECHNOLOGIES INC COM 22 22 New 26,580
ZHONE TECHNOLOGIES INC NEW COM NEW 22 22 New 11,729
SILVERCREST MINES INC COM 22 22 New 17,558
COSI INC COM NEW 23 23 New 14,539