GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,583
New Positions 371
Increased Positions 2,045
Decreased Positions 2,453
Positions with Activity 4,498
Sold Out Positions 251
Total Mkt Value (in $ millions) 238,330

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.54%
Capital Goods 2.96%
Conglomerates 0.34%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 2.98%
Energy 7.35%
Financial 35.15%
Healthcare 7.35%
Services 14.57%
Technology 13.37%
Transportation 1.64%
Utilities 4.75%

371 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
BAXANO SURGICAL INC COM 1 1 New 40,680
CACHE INC COM NEW 4 4 New 13,717
CERES INC COM 5 5 New 18,352
PORTER BANCORP INC COM 10 10 New 16,053
PROSHARES TR II SHT VIX ST TRM 10 10 New 127
ELEPHANT TALK COMM CORP COM NEW 11 11 New 12,057
INVENTERGY GLOBAL INC COM 12 12 New 14,177
ZBB ENERGY CORPORATION COM NEW 13 13 New 21,046
MAST THERAPEUTICS INC COM 15 15 New 30,577
GIGAMEDIA LTD ORD 15 15 New 14,500
KU6 MEDIA CO LTD SPONSORED ADR 16 16 New 14,034
VICON INDS INC COM 20 20 New 10,947
SMITH MICRO SOFTWARE INC COM 21 21 New 18,883
CENVEO INC COM 22 22 New 11,661
PROPHASE LABS INC COM 23 23 New 16,519
SIFY TECHNOLOGIES LIMITED SPONSORED ADR 23 23 New 14,971
COSI INC COM NEW 24 24 New 14,539
METABOLIX INC COM 25 25 New 43,736
SILVERCREST MINES INC COM 25 25 New 17,558
ZHONE TECHNOLOGIES INC NEW COM NEW 26 26 New 11,729