GOLDMAN SACHS GROUP INC Information

200 WEST STREET, NEW YORK, New York, 10282, (212) 902-1000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,563
New Positions 372
Increased Positions 2,037
Decreased Positions 2,440
Positions with Activity 4,477
Sold Out Positions 251
Total Mkt Value (in $ millions) 229,453

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.48%
Capital Goods 2.9%
Conglomerates 0.33%
Consumer Cyclical 2.35%
Consumer/Non-Cyclical 3.08%
Energy 6.35%
Financial 34.93%
Healthcare 7.78%
Services 15.36%
Technology 13.34%
Transportation 1.64%
Utilities 4.83%

4,477 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
2U INC COM -635 Sold Out 0
51JOB INC SP ADR REP COM -89 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -70 Sold Out 0
ADAMS RES & ENERGY INC COM NEW -227 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -210 Sold Out 0
AETERNA ZENTARIS INC COM NEW -8 Sold Out 0
ALMOST FAMILY INC COM -752 Sold Out 0
ALPS ETF TR GS RSKADJRTNLC -340 Sold Out 0
ALPS ETF TR GS MOM BLDMULT -1,803 Sold Out 0
ALPS ETF TR GS MOM BLDASIA -2,233 Sold Out 0
ALPS ETF TR GM MOMBLDGREQT -2,134 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -16 Sold Out 0
ANI PHARMACEUTICALS INC COM -1,717 Sold Out 0
APPLIED GENETIC TECHNOL CORP COM -311 Sold Out 0
ARCTIC CAT INC COM -5,605 Sold Out 0
ARES COML REAL ESTATE CORP COM -323 Sold Out 0
ARTESIAN RESOURCES CORP CL A -245 Sold Out 0
ASCENT CAP GROUP INC COM SER A -553 Sold Out 0
ASTEC INDS INC COM -228 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -18 Sold Out 0