GOFEN & GLOSSBERG LLC /IL/ Information

455 CITYFRONT PLAZA STE 3000, CHICAGO, Illinois, 60611, (312) 828-1100

Report Date: 03/31/2015

Position Statistics

Total Positions 486
New Positions 17
Increased Positions 124
Decreased Positions 176
Positions with Activity 300
Sold Out Positions 14
Total Mkt Value (in $ millions) 2,365

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.05%
Capital Goods 6.21%
Conglomerates 0%
Consumer Cyclical 1.42%
Consumer/Non-Cyclical 14.39%
Energy 6.96%
Financial 19.43%
Healthcare 15.36%
Services 12.66%
Technology 14.92%
Transportation 1.5%
Utilities 1.96%

486 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACER INC GDR RG S96 2ND New 250,000
ALPINE INCOME TR ULT MUNI INSTL -158 Sold Out 0
AP ALTERNATIVE ASSETS L P REST DP UT144A (0.62) 199,000
CALIFORNIA RES CORP COM -114 Sold Out 0
CENTRAL FD CDA LTD CL A -461 Sold Out 0
DIASYS CORP COM New 20,000
EDISON INTL COM -224 Sold Out 0
F5 NETWORKS INC COM -212 Sold Out 0
FIDELITY INCOME FD FIDELITY GNMA FD -159 Sold Out 0
FIRST MERCHANTS ACCEP CORP COM New 13,000
HALYARD HEALTH INC COM -434 Sold Out 0
HUSSMAN INVT TR STRATEGIC GRW -97 Sold Out 0
OPTIONS MEDIA GROUP HLDGS INC COM New 234,993
SCRIPPS NETWORKS INTERACT INC CL A COM -183 Sold Out 0
SPX CORP COM -197 Sold Out 0
STEINER LEISURE LTD ORD -261 Sold Out 0
TERADATA CORP DEL COM -970 Sold Out 0
URBAN EDGE PPTYS COM -122 Sold Out 0
VANGUARD BD INDEX FD INC SHORT TRM PTFL -124 Sold Out 0
DEFENTECT GROUP INC COM New 23,000