GOFEN & GLOSSBERG LLC /IL/ Information

455 CITYFRONT PLAZA STE 3000, CHICAGO, Illinois, 60611, (312) 828-1100

Report Date: 09/30/2014

Position Statistics

Total Positions 478
New Positions 15
Increased Positions 141
Decreased Positions 186
Positions with Activity 327
Sold Out Positions 19
Total Mkt Value (in $ millions) 2,326

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.11%
Capital Goods 6.77%
Conglomerates 0%
Consumer Cyclical 1.38%
Consumer/Non-Cyclical 14.38%
Energy 7.17%
Financial 18.77%
Healthcare 15.87%
Services 11.94%
Technology 14.77%
Transportation 1.77%
Utilities 2.04%

478 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 1-3 YR TR BD ETF 953 New 11,288
VANGUARD INDEX FDS 500 PORTFOLIO 253 .08 1,323
VANGUARD INDEX FDS 500INDEX ADMIR 432 New 2,263
VANGUARD/PRIMECAP FD INC ADMIRAL SHARES 430 New 3,736
VANGUARD/WELLINGTON FD INC ADMIRAL SHARES 603 4 .62 8,503
VANGUARD/WINDSOR FD INC ADMIRAL SHARES 350 New 4,817
TEVA PHARMACEUTICAL INDS LTD ADR 11,942 -903 (7.03) 205,902
WELLS FARGO FDS TR ADV STMN BD IV 114 -22 (16.2) 11,375
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -239 Sold Out 0
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 1,714 -13 (0.75) 36,023
ARIEL INVT TR APPRECIATION INV 214 New 3,953
FIDELITY PURITAN TR BALANCED FD 218 New 9,560
BERKSHIRE HATHAWAY INC DEL CL A 7,520 New 33
CENTRAL FD CDA LTD CL A 450 New 38,400
COGNIZANT TECHNOLOGY SOLUTIONS CL A 302 New 5,646
COMCAST CORP NEW CL A 7,017 45 .65 122,731
GLOBUS MED INC CL A 1,813 -54 (2.89) 134,282
GOOGLE INC CL A 10,369 261 2.58 19,938
INVESTMENT CO AMER CL A 467 2 .33 11,337
LAUDER ESTEE COS INC CL A 3,028 -53 (1.73) 39,709