GOFEN & GLOSSBERG LLC /IL/ Information

455 CITYFRONT PLAZA STE 3000, CHICAGO, Illinois, 60611, (312) 828-1100

Report Date: 12/31/2014

Position Statistics

Total Positions 480
New Positions 22
Increased Positions 165
Decreased Positions 174
Positions with Activity 339
Sold Out Positions 11
Total Mkt Value (in $ millions) 2,305

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.08%
Capital Goods 6.75%
Conglomerates 0%
Consumer Cyclical 1.42%
Consumer/Non-Cyclical 14.76%
Energy 6.65%
Financial 18.85%
Healthcare 15.39%
Services 12.87%
Technology 14.45%
Transportation 1.66%
Utilities 1.94%

480 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
BP PRUDHOE BAY RTY TR UNIT BEN INT -166 Sold Out 0
CDK GLOBAL INC COM -384 Sold Out 0
COACH INC COM -321 Sold Out 0
ISHARES MSCI BRZ CAP ETF -185 Sold Out 0
ISHARES MSCI PAC JP ETF -246 Sold Out 0
ISONEA LTD SHS -2 Sold Out 0
JANUS INVT FD SHTRM BD FD CL T -287 Sold Out 0
LIBERTY BROADBAND CORP COM SER C -113 Sold Out 0
SANOFI SPONSORED ADR -180 Sold Out 0
WELLS FARGO FDS TR ADV STMN BD IV -114 Sold Out 0
WHITING PETE CORP NEW COM -120 Sold Out 0
CALIFORNIA RES CORP COM 109 -592 (84.43) 14,470
TERADATA CORP DEL COM 1,064 -1,084 (50.47) 24,907
PROSHARES TR PSHS ULTSH 20YRS 208 -148 (41.54) 4,998
ROWE T PRICE SHORT TERM BD FD COM 662 -301 (31.27) 139,010
RITE AID CORP COM 109 -43 (28.24) 12,705
FRANKLIN TAX FREE TR HI YL TXFR ADV 443 -129 (22.53) 41,280
KONINKLIJKE PHILIPS N V NY REG SH NEW 1,514 -409 (21.26) 52,745
EQUITY LIFESTYLE PPTYS INC COM 214 -55 (20.46) 3,888
ANSYS INC COM 265 -52 (16.42) 3,055