GOFEN & GLOSSBERG LLC /IL/ Information

455 CITYFRONT PLAZA STE 3000, CHICAGO, Illinois, 60611, (312) 828-1100

Report Date: 09/30/2014

Position Statistics

Total Positions 476
New Positions 15
Increased Positions 141
Decreased Positions 184
Positions with Activity 325
Sold Out Positions 18
Total Mkt Value (in $ millions) 2,176

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.13%
Capital Goods 6.73%
Conglomerates 0%
Consumer Cyclical 1.34%
Consumer/Non-Cyclical 14.6%
Energy 7.87%
Financial 18.72%
Healthcare 14.95%
Services 11.82%
Technology 14.91%
Transportation 1.75%
Utilities 2.12%

476 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST MERCHANTS ACCEP CORP COM New 13,000
HOLLY ENERGY PARTNERS L P COM UT LTD PTN -225 Sold Out 0
ISHARES INTL SEL DIV ETF -399 Sold Out 0
ISHARES MSCI JAPAN ETF -140 Sold Out 0
ITUS CORP COM -2 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A -185 Sold Out 0
MDU RES GROUP INC COM -178 Sold Out 0
NOW INC COM -289 Sold Out 0
OPTIONS MEDIA GROUP HLDGS INC COM New 234,993
PIMCO FDS PAC INVT MGMT SER TOTAL RETRN PT -111 Sold Out 0
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -237 Sold Out 0
ROWE T PRICE INTL FDS INC INTL BD FD -97 Sold Out 0
ROYAL DUTCH SHELL PLC SPON ADR B -172 Sold Out 0
STEINER LEISURE LTD ORD -203 Sold Out 0
UGI CORP NEW COM -254 Sold Out 0
WESTPAC BKG CORP SPONSORED ADR -198 Sold Out 0