GOFEN & GLOSSBERG LLC /IL/ Information

455 CITYFRONT PLAZA STE 3000, CHICAGO, Illinois, 60611, (312) 828-1100

Report Date: 12/31/2014

Position Statistics

Total Positions 480
New Positions 22
Increased Positions 165
Decreased Positions 174
Positions with Activity 339
Sold Out Positions 11
Total Mkt Value (in $ millions) 2,306

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.08%
Capital Goods 6.72%
Conglomerates 0%
Consumer Cyclical 1.42%
Consumer/Non-Cyclical 14.69%
Energy 6.71%
Financial 18.9%
Healthcare 15.33%
Services 12.9%
Technology 14.46%
Transportation 1.67%
Utilities 1.95%

480 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ECOTALITY INC COM NEW New 100,000
LEEWARD CAPITAL CORP COM New 30,000
DEFENTECT GROUP INC COM New 23,000
CMG HLDGS GRP INC COM New 10,100
ACER INC GDR RG S96 2ND New 250,000
AP ALTERNATIVE ASSETS L P REST DP UT144A (2.44) 200,250
BP PRUDHOE BAY RTY TR UNIT BEN INT -162 Sold Out 0
CDK GLOBAL INC COM -382 Sold Out 0
COACH INC COM -328 Sold Out 0
DIASYS CORP COM New 20,000
FIRST MERCHANTS ACCEP CORP COM New 13,000
ISHARES MSCI BRZ CAP ETF -193 Sold Out 0
ISHARES MSCI PAC JP ETF -248 Sold Out 0
ISONEA LTD SHS -2 Sold Out 0
JANUS INVT FD SHTRM BD FD CL T -287 Sold Out 0
LIBERTY BROADBAND CORP COM SER C -112 Sold Out 0
OPTIONS MEDIA GROUP HLDGS INC COM New 234,993
SANOFI SPONSORED ADR -181 Sold Out 0
WELLS FARGO FDS TR ADV STMN BD IV -114 Sold Out 0
WHITING PETE CORP NEW COM -124 Sold Out 0