GOFEN & GLOSSBERG LLC /IL/ Information

455 CITYFRONT PLAZA STE 3000, CHICAGO, Illinois, 60611, (312) 828-1100

Report Date: 09/30/2014

Position Statistics

Total Positions 478
New Positions 15
Increased Positions 141
Decreased Positions 186
Positions with Activity 327
Sold Out Positions 19
Total Mkt Value (in $ millions) 2,312

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.11%
Capital Goods 6.8%
Conglomerates 0%
Consumer Cyclical 1.36%
Consumer/Non-Cyclical 14.71%
Energy 6.95%
Financial 18.28%
Healthcare 16.04%
Services 12.11%
Technology 14.75%
Transportation 1.73%
Utilities 2.09%

19 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARTISAN PTRNS FDS INC INTL FD INV -206 Sold Out 0
CENTRAL GOLDTRUST TR UNIT -412 Sold Out 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN -232 Sold Out 0
ETFS GOLD TR SHS -201 Sold Out 0
HOLLY ENERGY PARTNERS L P COM UT LTD PTN -215 Sold Out 0
ISHARES INTL SEL DIV ETF -396 Sold Out 0
ISHARES MSCI JAPAN ETF -145 Sold Out 0
ITUS CORP COM -1 Sold Out 0
LIBERTY BROADBAND CORP COM SER A -49 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A -149 Sold Out 0
MDU RES GROUP INC COM -154 Sold Out 0
NOW INC COM -236 Sold Out 0
PIMCO FDS PAC INVT MGMT SER TOTAL RETRN PT -110 Sold Out 0
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -243 Sold Out 0
ROWE T PRICE INTL FDS INC INTL BD FD -91 Sold Out 0
ROYAL DUTCH SHELL PLC SPON ADR B -167 Sold Out 0
STEINER LEISURE LTD ORD -237 Sold Out 0
UGI CORP NEW COM -274 Sold Out 0
WESTPAC BKG CORP SPONSORED ADR -183 Sold Out 0