GLOBAL ENDOWMENT MANAGEMENT, LP Information

550 S. TRYON ST., CHARLOTTE, North Carolina, 28202, (704) 333-8282

Report Date: 09/30/2014

Position Statistics

Total Positions 267
New Positions 30
Increased Positions 66
Decreased Positions 95
Positions with Activity 161
Sold Out Positions 21
Total Mkt Value (in $ millions) 651

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.02%
Capital Goods 1.88%
Conglomerates 0.32%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 1.05%
Energy 2.53%
Financial 38.12%
Healthcare 0.14%
Services 38.66%
Technology 4.62%
Transportation 0.56%
Utilities 1.59%

267 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WISDOMTREE TR EUROPE SMCP DV 931 New 18,000
WESTERN GAS EQUITY PARTNERS LP COMUNT LTD PT 911 -856 (48.45) 15,930
ZAIS FINL CORP COM 911 New 52,300
SELECT SECTOR SPDR TR SBI INT-FINL 882 New 38,000
ISHARES TR IBOXX INV CP ETF 875 New 7,100
ELLINGTON RESIDENTIAL MTG REIT COM SHS BEN INT 864 New 52,600
NUVEEN MTG OPPTY TERM FD 2 COM 804 New 35,000
REGENCY ENERGY PARTNERS L P COM UNITS L P 801 -501 (38.46) 32,310
ISHARES MSCI SZ CAP ETF 796 New 25,050
POWERSHARES ETF TR II BUILD AMER ETF 783 New 25,100
NUVEEN MD PREM INCOME MUN FD COM 752 -233 (23.65) 58,100
REGENCY CTRS CORP COM 726 -4,280 (85.49) 10,420
NUVEEN PFD INCOME OPPRTNY FD COM 723 New 75,800
ISHARES TR 7-10 Y TR BD ETF 715 275 62.50 6,500
WORLD WRESTLING ENTMT INC CL A 669 -733 (52.29) 55,300
CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER 667 -221 (24.92) 43,860
ISHARES MSCI CDA ETF 665 New 24,890
PLAINS GP HLDGS L P SHS A REP LTPN 654 654 New 24,810
ONEOK INC NEW COM 649 -372 (36.44) 15,400
ATLAS ENERGY LP COM UNITS LP 632 -140 (18.12) 22,680