GILMAN HILL ASSET MANAGEMENT, LLC Information

156 KINGS HIGHWAY NORTH, WESTPORT, Connecticut, 06880, (203) 571-0225

Report Date: 12/31/2013

Position Statistics

Total Positions 138
New Positions 31
Increased Positions 78
Decreased Positions 32
Positions with Activity 110
Sold Out Positions 1
Total Mkt Value (in $ millions) 153

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.28%
Capital Goods 3.43%
Conglomerates
Consumer Cyclical 0.12%
Consumer/Non-Cyclical 7.76%
Energy 14.41%
Financial 13.68%
Healthcare 9.01%
Services 32.23%
Technology 8.86%
Transportation 2.26%
Utilities 6.12%

138 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
COACH INC COM -313 Sold Out 0
SANOFI CONTGNT VAL RT New 116
ISHARES CORE S&P SCP ETF 12 12 New 115
ISHARES IBOXX INV CP ETF 30 30 New 250
ISHARES MSCI EMG MKT ETF 32 32 New 780
BLDRS INDEX FDS TR ASIA 50 ADR 49 49 New 1,756
ISHARES RUS MID-CAP ETF 84 84 New 550
PUTMAN HIGH INCOME SEC FUND SHS BEN INT 91 91 New 10,825
TEMPLETON GLOBAL INCOME FD COM 99 99 New 12,500
WESTERN ASSET MGD HI INCM FD COM 101 New 17,500
ISHARES EAFE VALUE ETF 101 101 New 1,744
VANTAGE DRILLING COMPANY ORD SHS 111 New 64,808
MEI PHARMA INC COM NEW 115 -23 (16.81) 13,253
BLDRS INDEX FDS TR DEV MK 100 ADR 115 115 New 4,631
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 124 New 3,491
TRAVELCENTERS OF AMERICA LLC COM 133 New 17,116
VANGUARD INDEX FDS SM CP VAL ETF 136 136 New 1,380
DICE HLDGS INC COM 143 New 20,163
1 800 FLOWERS COM CL A 153 New 26,881
ALLIANCEBERNSTEIN INCOME FUND COM 159 36 29.41 22,000