GENEVA ADVISORS, LLC Information

181 W MADISON STREET, CHICAGO, Illinois, 60602, (312) 422-1728

Report Date: 12/31/2015

Position Statistics

Total Positions 651
New Positions 64
Increased Positions 307
Decreased Positions 258
Positions with Activity 565
Sold Out Positions 52
Total Mkt Value (in $ millions) 5,080

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 4.3%
Conglomerates 1.52%
Consumer Cyclical 1.84%
Consumer/Non-Cyclical 5.16%
Energy 2.85%
Financial 16.8%
Healthcare 15.05%
Services 24.33%
Technology 19.25%
Transportation 3.74%
Utilities 1.43%

651 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FRONTIER COMMUNICATIONS CORP COM 57 -4 (6.37) 10,326
ECA MARCELLUS TR I COM UNIT 57 New 30,000
POLYMET MINING CORP COM 53 -27 (33.45) 59,101
SECURITY BANK CORP ORD 50 New 12,600
VANGUARD NAT RES LLC RED PFD SER B 50 -164 (76.48) 14,390
DUOS TECHNOLOGIES GROUP INC COM 39 30 356.86 175,373
PURE ENERGY MINERALS LTD COM NEW 34 7 25 50,000
HOME PRODUCTS CTR PUB CO LTD SHS FGN REG 32 -408 (92.68) 169,600
KAMINAK GOLD CORP CL A 31 3 11.11 20,000
TITAN MED INC COM 25 New 35,600
B2GOLD CORP COM 24 2 10 11,000
ARENA PHARMACEUTICALS INC COM 17 New 10,000
TORCHLIGHT ENERGY RES INC COM 17 New 22,183
DENISON MINES CORP COM 15 New 25,000
FUQI INTERNATIONAL INC COM NEW 15 New 10,000
ELY GOLD & MINERALS INC COM 13 New 120,000
BKF CAP GROUP INC COM 12 New 17,000
SILVERCREST METALS INC COM 12 12 New 11,669
PETROSONIC ENERGY INC COM 12 2 17.73 1,328,275
QUATERRA RES INC COM 8 New 136,175