GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC Information

181 W MADISON STREET, CHICAGO, Illinois, 60602,

Report Date: 03/31/2014

Position Statistics

Total Positions 669
New Positions 144
Increased Positions 429
Decreased Positions 159
Positions with Activity 588
Sold Out Positions 44
Total Mkt Value (in $ millions) 5,589

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.78%
Capital Goods 4.65%
Conglomerates 0.01%
Consumer Cyclical 1.78%
Consumer/Non-Cyclical 2.67%
Energy 6.51%
Financial 18.29%
Healthcare 10.14%
Services 28.54%
Technology 12.57%
Transportation 6.44%
Utilities 3.3%

669 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARES CAP CORP COM 1,471 1,471 New 85,632
POWERSHARES QQQ TRUST UNIT SER 1 1,470 150 11.40 15,194
COMCAST CORP NEW CL A SPL 1,462 5 .31 26,961
BRISTOL MYERS SQUIBB CO COM 1,459 11 .75 29,540
LDR HLDG CORP COM 1,457 1,457 New 66,706
DIAGEO P L C SPON ADR NEW 1,456 1 .06 11,901
FREEPORT-MCMORAN INC CL B 1,444 385 36.30 38,008
TICC CAPITAL CORP COM 1,441 New 147,973
ENVESTNET INC COM 1,430 159 12.55 31,811
DEERE & CO COM 1,427 127 9.73 16,564
BANGKOK EXPRESSWAY PUB CO UNITS NVTG DEP 1,418 -14 (0.99) 1,404,180
ALEXION PHARMACEUTICALS INC COM 1,408 125 9.76 8,431
MONDELEZ INTL INC CL A 1,405 70 5.22 36,787
SILVER BAY RLTY TR CORP COM 1,392 -83 (5.61) 84,116
YUM BRANDS INC COM 1,387 153 12.38 18,734
TESORO LOGISTICS LP COM UNIT LP 1,328 1,328 New 18,400
VANGUARD INDEX FDS TOTAL STK MKT 1,323 1,323 New 12,952
BLACKROCK INC COM 1,319 86 7.00 4,187
ASHFORD HOSPITALITY TR INC PFD D 8.45%CUM 1,295 1 .10 50,440
EMERSON ELEC CO COM 1,262 469 59.21 18,710