GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC Information

181 W MADISON STREET, CHICAGO, Illinois, 60602,

Report Date: 12/31/2013

Position Statistics

Total Positions 567
New Positions 63
Increased Positions 291
Decreased Positions 181
Positions with Activity 472
Sold Out Positions 45
Total Mkt Value (in $ millions) 5,147

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.48%
Capital Goods 4.39%
Conglomerates 0.16%
Consumer Cyclical 2.68%
Consumer/Non-Cyclical 4.5%
Energy 7.93%
Financial 18.48%
Healthcare 7.1%
Services 29.06%
Technology 10.99%
Transportation 7.5%
Utilities 3.18%

181 DECREASED Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM 1,193 -20 (1.66) 30,652
ACTAVIS PLC SHS 685 -44 (6.09) 3,470
AEGON N V NON CUM SUB NTS 1,578 -11 (0.66) 54,866
ALEXION PHARMACEUTICALS INC COM 1,151 -2 (0.18) 7,681
ALLERGAN INC COM 597 -3 (0.56) 4,459
ALPS ETF TR ALERIAN MLP 663 -5 (0.72) 36,663
ALTRIA GROUP INC COM 2,404 -17 (0.7) 62,529
AMAZON COM INC COM 101,130 -7,274 (6.71) 311,254
AMERICAN ELEC PWR INC COM 247 -5 (2.05) 4,778
AMERICAN WTR WKS CO INC NEW COM -21,622 Sold Out 0
ANNALY CAP MGMT INC COM 178 -1 (0.57) 15,835
AON PLC SHS CL A -638 Sold Out 0
APOLLO INVT CORP COM -86 Sold Out 0
BAIDU INC SPON ADR REP A 6,174 -955 (13.4) 39,626
BANC CALIF INC COM 259 -33 (11.31) 21,286
BANGKOK EXPRESSWAY PUB CO UNITS NVTG DEP 1,432 -261 (15.41) 1,418,180
BANK MONTREAL QUE COM 253 -18 (6.81) 3,653
BANKFINANCIAL CORP COM 131 -10 (7.11) 13,114
BARCLAYS BK PLC IPATH S&P500 VIX -315 Sold Out 0
BAXTER INTL INC COM 871 -32,136 (97.36) 11,964