GENDELL JEFFREY L Information

1 SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830-7251,

Report Date: 12/31/2013

Position Statistics

Total Positions 50
New Positions 10
Increased Positions 19
Decreased Positions 26
Positions with Activity 45
Sold Out Positions 7
Total Mkt Value (in $ millions) 451

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.54%
Capital Goods 43.84%
Conglomerates
Consumer Cyclical 5.97%
Consumer/Non-Cyclical
Energy 15.64%
Financial 22.45%
Healthcare 0.15%
Services 1.27%
Technology 3.13%
Transportation
Utilities

50 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PATRICK INDS INC COM 112,840 -48,795 (30.19) 2,659,430
INTEGRATED ELECTRICAL SVC COM 66,389 New 10,373,324
WESTMORELAND COAL CO COM 34,858 -5,972 (14.63) 1,167,395
WILLBROS GROUP INC DEL COM 27,438 2,751 11.14 2,299,948
BANK OF AMERICA CORPORATION COM 20,955 -13,742 (39.61) 1,297,519
LSB INDS INC COM 18,809 3,590 23.59 482,780
BROADWIND ENERGY INC COM NEW 17,253 -537 (3.02) 1,446,201
NAVISTAR INTL CORP NEW COM 16,085 -282 (1.72) 473,100
CITIGROUP INC COM NEW 11,123 -42,257 (79.16) 230,676
DANA HLDG CORP COM 10,853 -4,146 (27.64) 476,446
CAPITAL ONE FINL CORP COM 10,807 -480 (4.26) 144,301
AMBAC FINL GROUP INC COM NEW 10,182 1,366 15.49 353,283
FREEPORT-MCMORAN COPPER & GOLD COM 8,221 -13,670 (62.44) 249,057
PEOPLES BANCORP N C INC COM 8,002 78 .98 512,965
HEWLETT PACKARD CO COM 6,682 -4,336 (39.35) 209,275
JPMORGAN CHASE & CO COM 6,460 -9,059 (58.37) 116,993
HAWTHORN BANCSHARES INC COM 5,427 New 394,693
MATERION CORP COM 5,375 -72 (1.32) 149,185
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER 5,141 5,141 New 186,199
MUTUALFIRST FINL INC COM 4,573 -861 (15.84) 244,415