GAMCO INVESTORS, INC. ET AL Information

ONE CORPORATE CENTER, RYE, New York, 10580-1434, (914) 921-5000

Report Date: 03/31/2014

Position Statistics

Total Positions 847
New Positions 40
Increased Positions 247
Decreased Positions 426
Positions with Activity 673
Sold Out Positions 17
Total Mkt Value (in $ millions) 18,510

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.05%
Capital Goods 7.94%
Conglomerates 0.86%
Consumer Cyclical 7.92%
Consumer/Non-Cyclical 8.94%
Energy 4.07%
Financial 11.24%
Healthcare 4.07%
Services 29.14%
Technology 7.92%
Transportation 1.61%
Utilities 4.43%

17 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN RLTY CAP PPTYS INC COM -215 Sold Out 0
BLACKBERRY LTD COM -267 Sold Out 0
COMMUNITY HEALTH SYS INC NEW COM -96 Sold Out 0
CROWN HOLDINGS INC COM -354 Sold Out 0
DEAN FOODS CO NEW COM NEW -462 Sold Out 0
DOLAN CO COM -7 Sold Out 0
EDISON INTL COM -311 Sold Out 0
FAMOUS DAVES AMER INC COM -1,436 Sold Out 0
GENTIUM S P A SPONSORED ADR -5,077 Sold Out 0
GOLD FIELDS LTD NEW SPONSORED ADR -353 Sold Out 0
GREEN DOT CORP CL A -135 Sold Out 0
HARMONY GOLD MNG LTD SPONSORED ADR -96 Sold Out 0
HAWKINS INC COM -195 Sold Out 0
HEICO CORP NEW CL A -247 Sold Out 0
IGO INC COM PAR $0.01 -240 Sold Out 0
THOMSON REUTERS CORP COM -295 Sold Out 0
TREE COM INC COM -157 Sold Out 0