GAMCO INVESTORS, INC. ET AL Information

ONE CORPORATE CENTER, RYE, New York, 10580-1434, (914) 921-5000

Report Date: 09/30/2014

Position Statistics

Total Positions 893
New Positions 32
Increased Positions 314
Decreased Positions 405
Positions with Activity 719
Sold Out Positions 22
Total Mkt Value (in $ millions) 18,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.86%
Capital Goods 7.51%
Conglomerates 0.95%
Consumer Cyclical 8.93%
Consumer/Non-Cyclical 8.09%
Energy 2.35%
Financial 12.24%
Healthcare 4.36%
Services 29.8%
Technology 7.89%
Transportation 1.38%
Utilities 4.35%

22 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN AIRLS GROUP INC COM -253 Sold Out 0
ASTRONICS CORP CL B -105 Sold Out 0
BROOKDALE SR LIVING INC COM -742 Sold Out 0
CALGON CARBON CORP COM -183 Sold Out 0
CENTRAL EUR RUSS & TURK FD INC COM -173 Sold Out 0
COLDWATER CREEK INC COM NEW -1 Sold Out 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN -12,904 Sold Out 0
GABELLI HLTHCARE & WELLNESS TR RT -65 Sold Out 0
GABELLI MULTIMEDIA TR INC RT -120 Sold Out 0
HOVNANIAN ENTERPRISES INC CL A -47 Sold Out 0
MARKET VECTORS ETF TR GOLD MINER ETF -1,187 Sold Out 0
MEDIVATION INC COM -2,670 Sold Out 0
METHODE ELECTRS INC COM -730 Sold Out 0
NEOGENOMICS INC COM NEW -822 Sold Out 0
OMNICARE CAP TR II PFD B TR 4.00% -217 Sold Out 0
PARAGON OFFSHORE PLC SHS -26 Sold Out 0
PHOTOMEDEX INC COM PAR $0.01 -15 Sold Out 0
PINNACLE FOODS INC DEL COM -446 Sold Out 0
RYLAND GROUP INC COM -223 Sold Out 0
TUPPERWARE BRANDS CORP COM -942 Sold Out 0