FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 13
Increased Positions 46
Decreased Positions 21
Positions with Activity 67
Sold Out Positions 10
Total Mkt Value (in $ millions) 363

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.22%
Capital Goods 2.26%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 79.69%
Healthcare
Services 5.73%
Technology 2.52%
Transportation
Utilities

74 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BANNER CORP COM NEW -2,931 Sold Out 0
BERKSHIRE BANCORP INC DEL COM NEW -452 Sold Out 0
CAPITAL ONE FINL CORP COM -10,732 Sold Out 0
CHEMICAL FINL CORP COM -3,018 Sold Out 0
ESSA BANCORP INC COM -516 Sold Out 0
FINANCIAL INSTNS INC COM -1,716 Sold Out 0
FIRST FINL BANCORP OH COM -2,621 Sold Out 0
FIRST NIAGARA FINL GP INC COM -2,102 Sold Out 0
INDEPENDENT BANK CORP MICH COM NEW -2,868 Sold Out 0
NEWBRIDGE BANCORP CL A NO PAR -728 Sold Out 0
MIDDLEBURG FINANCIAL CORP COM 548 45 9.01 30,483
MONARCH FINANCIAL HOLDINGS INC COM 549 25 4.84 47,167
AMERICAN NATL BANKSHARES INC COM 555 46 9.01 25,114
BANKFINANCIAL CORP COM 725 33 4.84 72,924
JMP GROUP INC COM 860 New 133,333
DORAL FINL CORP COM PAR 0.01 861 New 90,000
HOME FED BANCORP INC LA NEW COM 889 82 10.15 49,108
OCEAN SHORE HLDG CO NEW COM 932 43 4.84 62,427
FIRST CMNTY BANCSHARES INC NEV COM 1,102 90 8.93 71,892
WESTFIELD FINANCIAL INC NEW COM 1,127 93 9.01 154,958