FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 09/30/2014

Position Statistics

Total Positions 89
New Positions 18
Increased Positions 23
Decreased Positions 59
Positions with Activity 82
Sold Out Positions 17
Total Mkt Value (in $ millions) 279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.34%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 70.74%
Healthcare
Services 1.33%
Technology 5.81%
Transportation
Utilities

89 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN EXPRESS CO COM -6,230 Sold Out 0
AMERIPRISE FINL INC COM -8,332 Sold Out 0
BANKFINANCIAL CORP COM -722 Sold Out 0
CATHAY GEN BANCORP COM -1,231 Sold Out 0
CLIFTON BANCORP INC COM -2,667 Sold Out 0
FRANKLIN RES INC COM -3,622 Sold Out 0
GOLDMAN SACHS GROUP INC COM -2,673 Sold Out 0
GUARANTY BANCORP DEL COM NEW -979 Sold Out 0
HAMPTON ROADS BANKSHARES INC COM NEW -1,116 Sold Out 0
HERITAGE COMMERCE CORP COM -1,350 Sold Out 0
HILTON WORLDWIDE HLDGS INC COM -12,603 Sold Out 0
HOME FED BANCORP INC LA NEW COM -809 Sold Out 0
MONARCH FINANCIAL HOLDINGS INC COM -327 Sold Out 0
PEOPLES FED BANCSHARES INC COM -4,407 Sold Out 0
PRUDENTIAL FINL INC COM -6,151 Sold Out 0
REGIONS FINL CORP NEW COM -3,536 Sold Out 0
WISDOMTREE INVTS INC COM -3,680 Sold Out 0
MIDDLEBURG FINANCIAL CORP COM 429 -29 (6.26) 23,743
AMERICAN NATL BANKSHARES INC COM 450 -30 (6.25) 19,562
BNC BANCORP COM 464 -31 (6.27) 28,118