FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 06/30/2014

Position Statistics

Total Positions 90
New Positions 16
Increased Positions 30
Decreased Positions 54
Positions with Activity 84
Sold Out Positions 19
Total Mkt Value (in $ millions) 312

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.32%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 71.05%
Healthcare
Services 1.54%
Technology 5.63%
Transportation
Utilities

90 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NELNET INC CL A 9,126 -75 (0.81) 211,551
SQUARE 1 FINL INC CL A 18,176 18,176 New 948,131
VANTIV INC CL A 6,866 -56 (0.81) 211,315
CAPITAL BK FINL CORP CL A COM 17,575 New 698,256
AFFILIATED MANAGERS GROUP COM 12,123 12,123 New 58,133
AMERICAN CAP LTD COM 5,051 1,451 40.29 341,050
AMERICAN EXPRESS CO COM 6,709 2,833 73.09 74,795
AMERICAN NATL BANKSHARES INC COM 479 -4 (0.92) 20,867
AMERICAN RIVER BANKSHARES COM 1,112 -9 (0.81) 117,967
AMERIPRISE FINL INC COM 8,069 8,069 New 63,711
AMERISERV FINL INC COM 4,340 New 1,287,884
BANK AMER CORP COM 11,281 2,370 26.59 665,540
BANKFINANCIAL CORP COM 665 -6 (0.92) 62,995
BANKUNITED INC COM -8,658 Sold Out 0
BLACKROCK INC COM 10,866 2,195 25.31 32,754
BNC BANCORP COM 501 501 New 30,000
BSB BANCORP INC MD COM 2,400 -20 (0.81) 129,424
CAPE BANCORP INC COM 2,796 -23 (0.81) 295,858
CATHAY GEN BANCORP COM 1,304 -1,329 (50.49) 49,514
CBL & ASSOC PPTYS INC COM -3,716 Sold Out 0