FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 12/31/2014

Position Statistics

Total Positions 90
New Positions 18
Increased Positions 33
Decreased Positions 51
Positions with Activity 84
Sold Out Positions 33
Total Mkt Value (in $ millions) 275

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 3.25%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 57.17%
Healthcare
Services 3.89%
Technology 0%
Transportation
Utilities

90 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
FCB FINL HLDGS INC CL A 24,309 24,309 New 900,000
LADDER CAP CORP CL A 2,725 2,725 New 151,583
NELNET INC CL A 7,953 -32 (0.41) 174,944
SQUARE 1 FINL INC CL A 7,262 -91 (1.23) 276,009
VANTIV INC CL A -9,771 Sold Out 0
CAPITAL BK FINL CORP CL A COM 19,330 -570 (2.86) 678,256
LYON WILLIAM HOMES CL A NEW 3,427 3,427 New 142,658
FEDERATED INVS INC PA CL B -6,894 Sold Out 0
AFFILIATED MANAGERS GROUP COM -1,108 Sold Out 0
ALLY FINL INC COM 8,212 8,212 New 389,381
AMERICAN CAP LTD COM 12,608 3,276 35.10 830,019
AMERICAN NATL BANKSHARES INC COM 441 7 1.55 19,865
AMERICAN RIVER BANKSHARES COM -537 Sold Out 0
AMERIPRISE FINL INC COM 2,037 2,037 New 15,575
AMERISERV FINL INC COM 4,120 New 1,287,884
ASHFORD INC COM 1,030 1,030 New 10,464
BANK AMER CORP COM 9,219 -1,634 (15.06) 583,832
BENEFICIAL BANCORP INC COM -1,816 Sold Out 0
BLACKROCK INC COM -11,589 Sold Out 0
BNC BANCORP COM -511 Sold Out 0