FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 09/30/2014

Position Statistics

Total Positions 89
New Positions 18
Increased Positions 23
Decreased Positions 59
Positions with Activity 82
Sold Out Positions 17
Total Mkt Value (in $ millions) 272

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.35%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 70.62%
Healthcare
Services 1.41%
Technology 5.69%
Transportation
Utilities

89 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SQUARE 1 FINL INC CL A 6,500 -15,553 (70.53) 279,452
HILTON WORLDWIDE HLDGS INC COM -12,163 Sold Out 0
AFFILIATED MANAGERS GROUP COM 1,035 -10,912 (91.33) 5,038
AMERIPRISE FINL INC COM -7,960 Sold Out 0
AMERICAN EXPRESS CO COM -6,035 Sold Out 0
PRUDENTIAL FINL INC COM -5,780 Sold Out 0
PEOPLES FED BANCSHARES INC COM -4,335 Sold Out 0
WISDOMTREE INVTS INC COM -3,484 Sold Out 0
FRANKLIN RES INC COM -3,445 Sold Out 0
REGIONS FINL CORP NEW COM -3,388 Sold Out 0
CLIFTON BANCORP INC COM -2,645 Sold Out 0
SYNOVUS FINL CORP COM NEW 2,593 -2,561 (49.68) 100,636
GOLDMAN SACHS GROUP INC COM -2,555 Sold Out 0
NELNET INC CL A 7,683 -1,570 (16.97) 175,655
HERITAGE COMMERCE CORP COM -1,301 Sold Out 0
FARMERS NATL BANC CORP COM 1,238 -1,254 (50.31) 164,436
CATHAY GEN BANCORP COM -1,183 Sold Out 0
STATE BK FINL CORP COM 1,579 -1,110 (41.29) 86,447
HAMPTON ROADS BANKSHARES INC COM NEW -1,109 Sold Out 0
NCR CORP NEW COM 6,835 -1,097 (13.83) 269,087