FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 13
Increased Positions 46
Decreased Positions 21
Positions with Activity 67
Sold Out Positions 10
Total Mkt Value (in $ millions) 364

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.22%
Capital Goods 2.24%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 79.72%
Healthcare
Services 5.69%
Technology 2.52%
Transportation
Utilities

10 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
BANNER CORP COM NEW -2,942 Sold Out 0
BERKSHIRE BANCORP INC DEL COM NEW -469 Sold Out 0
CAPITAL ONE FINL CORP COM -10,709 Sold Out 0
CHEMICAL FINL CORP COM -3,090 Sold Out 0
ESSA BANCORP INC COM -525 Sold Out 0
FINANCIAL INSTNS INC COM -1,728 Sold Out 0
FIRST FINL BANCORP OH COM -2,661 Sold Out 0
FIRST NIAGARA FINL GP INC COM -2,111 Sold Out 0
INDEPENDENT BANK CORP MICH COM NEW -2,881 Sold Out 0
NEWBRIDGE BANCORP CL A NO PAR -742 Sold Out 0