FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 03/31/2014

Position Statistics

Total Positions 86
New Positions 21
Increased Positions 24
Decreased Positions 55
Positions with Activity 79
Sold Out Positions 12
Total Mkt Value (in $ millions) 282

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 81.98%
Healthcare
Services 3.07%
Technology 5.09%
Transportation
Utilities

21 New Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AMERICAN EXPRESS CO COM 3,969 3,969 New 43,212
BANNER CORP COM NEW 3,673 3,673 New 91,760
BLACKROCK INC COM 8,271 8,271 New 26,138
CATHAY GEN BANCORP COM 2,588 2,588 New 100,000
CBL & ASSOC PPTYS INC COM 3,882 3,882 New 200,000
ENTERPRISE FINL SVCS CORP COM 1,740 1,740 New 100,000
FRANKLIN RES INC COM 9,760 9,760 New 170,000
GUARANTY BANCORP DEL COM NEW 907 907 New 68,885
NCR CORP NEW EX-DISTRIB 7,125 7,125 New 300,000
NORTHERN TR CORP COM 8,733 8,733 New 130,000
PACWEST BANCORP DEL COM 415 415 New 10,000
PEOPLES BANCORP N C INC COM 488 488 New 29,405
PNC FINL SVCS GROUP INC COM 2,802 2,802 New 33,417
PRINCIPAL FINL GROUP INC COM 6 6 New 111
PRIVATEBANCORP INC COM 2,422 2,422 New 83,957
REGIONS FINL CORP NEW COM 3,005 3,005 New 293,500
SIGNATURE BK NEW YORK N Y COM 1,056 1,056 New 9,075
SUN BANCORP INC COM 78 78 New 20,135
SUNTRUST BKS INC COM 5,125 5,125 New 132,500
TEXAS CAPITAL BANCSHARES INC COM 720 720 New 13,613