FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 13
Increased Positions 46
Decreased Positions 21
Positions with Activity 67
Sold Out Positions 10
Total Mkt Value (in $ millions) 357

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.23%
Capital Goods 2.2%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 79.64%
Healthcare
Services 5.72%
Technology 2.51%
Transportation
Utilities

21 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BANNER CORP COM NEW -2,841 Sold Out 0
BERKSHIRE BANCORP INC DEL COM NEW -456 Sold Out 0
CAPITAL ONE FINL CORP COM -10,588 Sold Out 0
CHEMICAL FINL CORP COM -3,019 Sold Out 0
ESSA BANCORP INC COM -517 Sold Out 0
FINANCIAL INSTNS INC COM -1,665 Sold Out 0
FIRST FINL BANCORP OH COM -2,593 Sold Out 0
FIRST NIAGARA FINL GP INC COM -2,061 Sold Out 0
INDEPENDENT BANK CORP MICH COM NEW -2,715 Sold Out 0
NEWBRIDGE BANCORP CL A NO PAR -721 Sold Out 0
MERCANTILE BANK CORP COM 1,114 -351 (23.95) 54,622
AMERICAN RIVER BANKSHARES COM 1,245 -444 (26.29) 136,761
RESOURCE CAP CORP COM 1,343 -407 (23.28) 245,552
UNITED CMNTY FINL CORP OHIO COM 3,603 -69 (1.88) 965,846
METRO BANCORP INC PA COM 3,748 -3,741 (49.95) 183,615
NELNET INC CL A 6,179 -2,149 (25.81) 156,832
AMERISERV FINL INC COM 6,228 -238 (3.68) 1,687,884
SYNOVUS FINL CORP COM 6,672 -3,982 (37.37) 2,091,529
UNITED CMNTY BKS BLAIRSVLE GA COM 8,524 -2,131 (20) 467,848
CIT GROUP INC COM NEW 9,693 -10,089 (51) 207,962