FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 09/30/2014

Position Statistics

Total Positions 89
New Positions 18
Increased Positions 23
Decreased Positions 59
Positions with Activity 82
Sold Out Positions 17
Total Mkt Value (in $ millions) 276

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.35%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 70.64%
Healthcare
Services 1.39%
Technology 5.65%
Transportation
Utilities

59 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK INC COM 10,803 -560 (4.93) 31,139
MORGAN STANLEY COM NEW 10,565 -706 (6.27) 307,382
JPMORGAN CHASE & CO COM 10,532 -64 (0.6) 189,195
TRISTATE CAP HLDGS INC COM 10,308 -435 (4.05) 1,005,644
NAVIENT CORP COM 8,993 -601 (6.27) 461,162
UNITED CMNTY BKS BLAIRSVLE GA COM 8,183 -547 (6.27) 454,846
NELNET INC CL A 7,729 -1,579 (16.97) 175,655
NCR CORP NEW COM 6,835 -1,097 (13.83) 269,087
SQUARE 1 FINL INC CL A 6,472 -15,487 (70.53) 279,452
SEACOAST BKG CORP FLA COM NEW 5,717 -382 (6.27) 452,636
UNITED CMNTY FINL CORP OHIO COM 3,999 -267 (6.26) 723,222
HOWARD HUGHES CORP COM 3,830 -256 (6.26) 29,348
PRIVATEBANCORP INC COM 3,465 -232 (6.27) 111,790
METRO BANCORP INC PA COM 2,767 -185 (6.27) 104,930
SYNOVUS FINL CORP COM NEW 2,607 -2,575 (49.68) 100,636
PROVIDENT FINL HLDGS INC COM 2,456 -184 (6.97) 158,637
CAPE BANCORP INC COM 2,432 -163 (6.27) 277,320
ENTERPRISE FINL SVCS CORP COM 1,824 -122 (6.27) 93,018
HUDSON VALLEY HOLDING CORP COM 1,743 -116 (6.26) 67,916
STATE BK FINL CORP COM 1,647 -1,158 (41.29) 86,447