FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 13
Increased Positions 46
Decreased Positions 21
Positions with Activity 67
Sold Out Positions 10
Total Mkt Value (in $ millions) 364

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.22%
Capital Goods 2.24%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 79.72%
Healthcare
Services 5.69%
Technology 2.52%
Transportation
Utilities

21 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
METLIFE INC COM 10,468 -2,691 (20.45) 204,445
CIT GROUP INC COM NEW 9,654 -10,048 (51) 207,962
UNITED CMNTY BKS BLAIRSVLE GA COM 8,613 -2,153 (20) 467,848
SYNOVUS FINL CORP COM 6,923 -4,131 (37.37) 2,091,529
NELNET INC CL A 6,844 -2,381 (25.81) 156,832
AMERISERV FINL INC COM 6,043 -231 (3.68) 1,687,884
METRO BANCORP INC PA COM 3,830 -3,823 (49.95) 183,615
UNITED CMNTY FINL CORP OHIO COM 3,583 -68 (1.88) 965,846
RESOURCE CAP CORP COM 1,338 -406 (23.28) 245,552
AMERICAN RIVER BANKSHARES COM 1,310 -467 (26.29) 136,761
MERCANTILE BANK CORP COM 1,133 -357 (23.95) 54,622
BANNER CORP COM NEW -2,942 Sold Out 0
BERKSHIRE BANCORP INC DEL COM NEW -469 Sold Out 0
CAPITAL ONE FINL CORP COM -10,709 Sold Out 0
CHEMICAL FINL CORP COM -3,090 Sold Out 0
ESSA BANCORP INC COM -525 Sold Out 0
FINANCIAL INSTNS INC COM -1,728 Sold Out 0
FIRST FINL BANCORP OH COM -2,661 Sold Out 0
FIRST NIAGARA FINL GP INC COM -2,111 Sold Out 0
INDEPENDENT BANK CORP MICH COM NEW -2,881 Sold Out 0