FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 13
Increased Positions 46
Decreased Positions 21
Positions with Activity 67
Sold Out Positions 10
Total Mkt Value (in $ millions) 364

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.22%
Capital Goods 2.24%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 79.72%
Healthcare
Services 5.69%
Technology 2.52%
Transportation
Utilities

67 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BANNER CORP COM NEW -2,942 Sold Out 0
BERKSHIRE BANCORP INC DEL COM NEW -469 Sold Out 0
CAPITAL ONE FINL CORP COM -10,709 Sold Out 0
CHEMICAL FINL CORP COM -3,090 Sold Out 0
ESSA BANCORP INC COM -525 Sold Out 0
FINANCIAL INSTNS INC COM -1,728 Sold Out 0
FIRST FINL BANCORP OH COM -2,661 Sold Out 0
FIRST NIAGARA FINL GP INC COM -2,111 Sold Out 0
INDEPENDENT BANK CORP MICH COM NEW -2,881 Sold Out 0
NEWBRIDGE BANCORP CL A NO PAR -742 Sold Out 0
MIDDLEBURG FINANCIAL CORP COM 550 45 9.01 30,483
MONARCH FINANCIAL HOLDINGS INC COM 554 26 4.84 47,167
AMERICAN NATL BANKSHARES INC COM 557 46 9.01 25,114
BANKFINANCIAL CORP COM 726 34 4.84 72,924
HOME FED BANCORP INC LA NEW COM 889 82 10.15 49,108
OCEAN SHORE HLDG CO NEW COM 932 43 4.84 62,427
WESTFIELD FINANCIAL INC NEW COM 1,102 91 9.01 154,958
FIRST CMNTY BANCSHARES INC NEV COM 1,121 92 8.93 71,892
MERCANTILE BANK CORP COM 1,133 -357 (23.95) 54,622
SIMPLICITY BANCORP COM 1,258 58 4.84 73,635