FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 09/30/2014

Position Statistics

Total Positions 89
New Positions 18
Increased Positions 23
Decreased Positions 59
Positions with Activity 82
Sold Out Positions 17
Total Mkt Value (in $ millions) 276

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.35%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 70.64%
Healthcare
Services 1.39%
Technology 5.65%
Transportation
Utilities

82 Activity Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AFFILIATED MANAGERS GROUP COM 1,033 -10,890 (91.33) 5,038
AMERICAN CAP LTD COM 8,742 3,889 80.14 614,358
AMERICAN EXPRESS CO COM -6,133 Sold Out 0
AMERICAN NATL BANKSHARES INC COM 441 -29 (6.25) 19,562
AMERICAN RIVER BANKSHARES COM 554 -608 (52.33) 56,232
AMERIPRISE FINL INC COM -8,172 Sold Out 0
BANK AMER CORP COM 10,606 336 3.28 687,339
BANKFINANCIAL CORP COM -735 Sold Out 0
BENEFICIAL BANCORP INC COM 1,742 1,742 New 160,891
BLACKROCK INC COM 10,803 -560 (4.93) 31,139
BNC BANCORP COM 465 -31 (6.27) 28,118
BSB BANCORP INC MD COM 1,488 -926 (38.37) 79,770
CAPE BANCORP INC COM 2,432 -163 (6.27) 277,320
CATHAY GEN BANCORP COM -1,211 Sold Out 0
CHEVIOT FINL CORP NEW COM 485 -32 (6.27) 36,186
CITIZENS FINL GROUP INC COM 4,848 4,848 New 200,000
CLIFTON BANCORP INC COM -2,681 Sold Out 0
CLUBCORP HLDGS INC COM 2,616 2,616 New 151,323
E TRADE FINANCIAL CORP COM NEW 12,380 4,102 49.56 523,463
EAST WEST BANCORP INC COM 5,206 5,206 New 141,774