FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 03/31/2014

Position Statistics

Total Positions 86
New Positions 21
Increased Positions 24
Decreased Positions 55
Positions with Activity 79
Sold Out Positions 12
Total Mkt Value (in $ millions) 283

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 81.91%
Healthcare
Services 3.06%
Technology 5.07%
Transportation
Utilities

79 Activity Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
NELNET INC CL A 8,870 2,348 35.99 213,278
VANTIV INC CL A 7,243 -3,296 (31.27) 213,038
AMERICAN CAP LTD COM 3,826 -2,641 (40.84) 243,106
AMERICAN EXPRESS CO COM 3,972 3,972 New 43,212
AMERICAN NATL BANKSHARES INC COM 453 -87 (16.14) 21,061
AMERICAN RIVER BANKSHARES COM 1,126 -169 (13.04) 118,929
AMERISERV FINL INC COM 4,289 -1,332 (23.7) 1,287,884
BANK OF AMERICA CORPORATION COM 8,196 -8,022 (49.46) 525,732
BANKFINANCIAL CORP COM 656 -96 (12.81) 63,580
BANKUNITED INC COM 8,578 -2,067 (19.42) 265,749
BLACKROCK INC COM 8,231 8,231 New 26,138
BSB BANCORP INC MD COM 2,204 -330 (13.03) 130,480
CAPE BANCORP INC COM 3,108 -465 (13.01) 298,271
CATHAY GEN BANCORP COM 2,604 2,604 New 100,000
CBL & ASSOC PPTYS INC COM 3,870 3,870 New 200,000
ENCORE CAP GROUP INC COM -6,640 Sold Out 0
ENTERPRISE FINL SVCS CORP COM 1,750 1,750 New 100,000
FARMERS NATL BANC CORP COM 2,536 -402 (13.68) 333,620
FIRST CLOVER LEAF FIN CORP COM 975 -270 (21.66) 108,209
FIRST CMNTY BANCSHARES INC NEV COM 818 -157 (16.14) 60,289