FSI GROUP, LLC Information

441 VINE STREET, CINCINNATI, Ohio, 45202, (513) 241-6166

Report Date: 09/30/2014

Position Statistics

Total Positions 89
New Positions 18
Increased Positions 23
Decreased Positions 59
Positions with Activity 82
Sold Out Positions 17
Total Mkt Value (in $ millions) 277

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.35%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 70.56%
Healthcare
Services 1.35%
Technology 5.72%
Transportation
Utilities

82 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SQUARE 1 FINL INC CL A 6,439 -15,406 (70.53) 279,452
HILTON WORLDWIDE HLDGS INC COM -12,397 Sold Out 0
AFFILIATED MANAGERS GROUP COM 1,032 -10,877 (91.33) 5,038
AMERIPRISE FINL INC COM -8,219 Sold Out 0
AMERICAN EXPRESS CO COM -6,163 Sold Out 0
PRUDENTIAL FINL INC COM -6,053 Sold Out 0
PEOPLES FED BANCSHARES INC COM -4,399 Sold Out 0
WISDOMTREE INVTS INC COM -3,624 Sold Out 0
FRANKLIN RES INC COM -3,561 Sold Out 0
REGIONS FINL CORP NEW COM -3,493 Sold Out 0
CLIFTON BANCORP INC COM -2,655 Sold Out 0
GOLDMAN SACHS GROUP INC COM -2,615 Sold Out 0
SYNOVUS FINL CORP COM NEW 2,613 -2,579 (49.68) 100,636
NELNET INC CL A 7,746 -1,583 (16.97) 175,655
HERITAGE COMMERCE CORP COM -1,326 Sold Out 0
FARMERS NATL BANC CORP COM 1,253 -1,269 (50.31) 164,436
CATHAY GEN BANCORP COM -1,218 Sold Out 0
STATE BK FINL CORP COM 1,671 -1,175 (41.29) 86,447
NCR CORP NEW COM 7,055 -1,132 (13.83) 269,087
HAMPTON ROADS BANKSHARES INC COM NEW -1,102 Sold Out 0