FOUNDERS FINANCIAL SECURITIES LLC Information

1020 CROMWELL BRIDGE ROAD, TOWSON, Maryland, 21286, (410) 308-9988

Report Date: 12/31/2013

Position Statistics

Total Positions 67
New Positions 67
Increased Positions 67
Decreased Positions 0
Positions with Activity 67
Sold Out Positions 0
Total Mkt Value (in $ millions) 121

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 1.12%
Energy 1.29%
Financial 80.38%
Healthcare 3.54%
Services 1.62%
Technology 5.96%
Transportation 1.25%
Utilities

67 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 22,667 22,667 New 121,611
ISHARES CORE S&P500 ETF 15,943 15,943 New 85,009
POWERSHARES QQQ TRUST UNIT SER 1 13,597 13,597 New 157,736
BARCLAYS BK PLC DJUBS CMDT ETN36 5,873 5,873 New 145,127
ISHARES MSCI EAFE ETF 4,843 4,843 New 71,711
SCHWAB STRATEGIC TR US DIVIDEND EQ 3,650 3,650 New 97,947
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 3,423 3,423 New 82,365
ISHARES U.S. AER&DEF ETF 2,946 2,946 New 27,052
VANGUARD INDEX FDS VALUE ETF 2,513 2,513 New 32,216
ISHARES RUS 1000 GRW ETF 2,499 2,499 New 29,141
HANCOCK JOHN TAX-ADV DIV INCM COM 2,486 2,486 New 123,552
ALPS ETF TR ALERIAN MLP 2,169 2,169 New 120,028
VANGUARD INDEX FDS MID CAP ETF 1,993 1,993 New 17,784
CORNING INC COM 1,680 1,680 New 79,853
SELECT SECTOR SPDR TR SBI CONS STPLS 1,665 1,665 New 38,160
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 1,489 1,489 New 71,844
LILLY ELI & CO COM 1,475 1,475 New 24,411
EMERSON ELEC CO COM 1,460 1,460 New 21,332
MICROSOFT CORP COM 1,442 1,442 New 36,051
PIMCO ETF TR TOTL RETN ETF 1,434 1,434 New 13,419