FOCUSED WEALTH MANAGEMENT, INC Information

216 ROUTE 299, HIGHLAND, New York, 12528, (845) 691-4035

Report Date: 03/31/2014

Position Statistics

Total Positions 685
New Positions 20
Increased Positions 174
Decreased Positions 149
Positions with Activity 323
Sold Out Positions 29
Total Mkt Value (in $ millions) 122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.51%
Capital Goods 1.95%
Conglomerates 0.03%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 1.29%
Energy 2.47%
Financial 73.13%
Healthcare 4.35%
Services 5.91%
Technology 7.75%
Transportation 0.13%
Utilities 2.16%

685 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 9,501 409 4.50 141,512
ISHARES INTL SEL DIV ETF 7,190 768 11.96 181,303
VANGUARD INDEX FDS SMALL CP ETF 6,300 323 5.40 54,832
GENERAL ELECTRIC CO COM 5,187 1,412 37.39 200,205
VANGUARD INDEX FDS MID CAP ETF 5,104 271 5.61 43,021
VANGUARD INDEX FDS EXTEND MKT ETF 3,857 23 .59 44,618
ISHARES CORE S&P500 ETF 3,725 24 .65 18,632
ALPS ETF TR ALERIAN MLP 3,415 146 4.47 179,280
VANGUARD WORLD FDS INF TECH ETF 3,400 300 9.66 34,215
ISHARES S&P 500 GRWT ETF 3,295 -191 (5.48) 30,822
PIMCO ETF TR 0-5 HIGH YIELD 3,053 149 5.14 28,816
INTERNATIONAL BUSINESS MACHS COM 2,231 -128 (5.44) 11,524
CITIGROUP INC COM NEW 2,195 652 42.28 43,750
NUVEEN EQUITY PREM INCOME FD COM 2,142 196 10.05 164,514
CISCO SYS INC COM 2,107 733 53.38 82,040
VANGUARD WORLD FDS FINANCIALS ETF 1,987 542 37.48 42,578
VANGUARD INDEX FDS TOTAL STK MKT 1,958 375 23.65 19,074
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 1,907 14 .74 24,399
BLACKSTONE GROUP L P COM UNIT LTD 1,753 1,735 9,631.60 48,658
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1,721 30 1.75 21,452