FIRSTHAND CAPITAL MANAGEMENT, INC. Information

150 ALMADEN BLVD., SAN JOSE, California, 95113, (408) 624-9530

Report Date: 12/31/2016

Position Statistics

Total Positions 51
New Positions 3
Increased Positions 3
Decreased Positions 11
Positions with Activity 14
Sold Out Positions 6
Total Mkt Value (in $ millions) 100

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 4.05%
Basic Materials 0%
Industrials 3.08%
Consumer Cyclicals 13.11%
Consumer Non-Cyclicals
Financials 8.75%
Healthcare 0%
Technology 70.12%
Telecommunication Services 0.61%
Utilities 0.28%

6 Sold Out Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABB LTD SPONSORED ADR -163 Sold Out 0
ADVANSIX INC COM -2 Sold Out 0
ISHARES TR 1-3 YR TR BD ETF -3,388 Sold Out 0
KONINKLIJKE PHILIPS N V NY REG SH NEW -254 Sold Out 0
QUALCOMM INC COM -1,838 Sold Out 0
SPDR SER TR BLOMBRG BRC SRT -3,022 Sold Out 0