FIRSTHAND CAPITAL MANAGEMENT, INC. Information

150 ALMADEN BLVD., SAN JOSE, California, 95113, (408) 624-9530

Report Date: 12/31/2013

Position Statistics

Total Positions 54
New Positions 9
Increased Positions 17
Decreased Positions 6
Positions with Activity 23
Sold Out Positions 2
Total Mkt Value (in $ millions) 186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 0.8%
Conglomerates
Consumer Cyclical 0.25%
Consumer/Non-Cyclical
Energy
Financial
Healthcare
Services 3.51%
Technology 70.23%
Transportation
Utilities 0.19%

23 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
RIVERBED TECHNOLOGY INC COM -1,509 Sold Out 0
SINA CORP ORD -3,393 Sold Out 0
VERIFONE SYS INC COM 1,633 -1,633 (50) 50,000
ARM HLDGS PLC SPONSORED ADR 3,979 -1,244 (23.81) 80,000
BAIDU INC SPON ADR REP A 4,674 -779 (14.29) 30,000
APPLE INC COM 11,811 -1,050 (8.16) 22,500
COVANTA HLDG CORP COM 354 354 New 20,000
ESCO TECHNOLOGIES INC COM 350 350 New 10,000
GOGO INC COM 180 180 New 10,000
ITRON INC COM 199 199 New 5,565
JINKOSOLAR HLDG CO LTD SPONSORED ADR 217 217 New 8,000
LAM RESEARCH CORP COM 2,637 2,637 New 50,000
MATTSON TECHNOLOGY INC COM 937 937 New 432,000
TWITTER INC COM 45,289 45,289 New 1,006,200
YANDEX N V SHS CLASS A 150 150 New 5,000
GT ADVANCED TECHNOLOGIES INC COM 11,188 647 6.14 691,900
PRAXAIR INC COM 448 132 41.67 3,400
3M CO COM 455 138 43.48 3,300
CREE INC COM 565 283 100 10,000
QUANTA SVCS INC COM 733 366 100 20,000