FIRST QUADRANT L P/CA Information

800 E COLORADO BLVD, PASADENA, California, 91101, (818) 795-8220

Report Date: 09/30/2014

Position Statistics

Total Positions 871
New Positions 61
Increased Positions 224
Decreased Positions 237
Positions with Activity 461
Sold Out Positions 62
Total Mkt Value (in $ millions) 4,579

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.4%
Capital Goods 5.31%
Conglomerates 0.03%
Consumer Cyclical 1.28%
Consumer/Non-Cyclical 5.2%
Energy 8.58%
Financial 18.57%
Healthcare 11.88%
Services 18.61%
Technology 18.8%
Transportation 5.89%
Utilities 1.94%

871 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AARONS INC COM PAR $0.50 -3,185 Sold Out 0
ALAMO GROUP INC COM -58 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -2,490 Sold Out 0
ALLISON TRANSMISSION HLDGS INC COM -186 Sold Out 0
ALTRIA GROUP INC COM -2,742 Sold Out 0
AMERICAN WTR WKS CO INC NEW COM -2,980 Sold Out 0
AMETEK INC NEW COM -8,586 Sold Out 0
AMN HEALTHCARE SERVICES INC COM -123 Sold Out 0
CATERPILLAR INC DEL COM -4,389 Sold Out 0
CBOE HLDGS INC COM -8,080 Sold Out 0
CIRRUS LOGIC INC COM -130 Sold Out 0
CITI TRENDS INC COM -235 Sold Out 0
CLIFFS NAT RES INC COM -1,404 Sold Out 0
CONNS INC COM -14 Sold Out 0
CORNING INC COM -2,312 Sold Out 0
COVANCE INC COM -174 Sold Out 0
DEAN FOODS CO NEW COM NEW -13 Sold Out 0
DELPHI AUTOMOTIVE PLC SHS -28,065 Sold Out 0
DICKS SPORTING GOODS INC COM -5,785 Sold Out 0
DOW CHEM CO COM -12,296 Sold Out 0