FIRST QUADRANT L P/CA Information

800 E COLORADO BLVD, PASADENA, California, 91101, (818) 795-8220

Report Date: 09/30/2014

Position Statistics

Total Positions 871
New Positions 61
Increased Positions 224
Decreased Positions 237
Positions with Activity 461
Sold Out Positions 62
Total Mkt Value (in $ millions) 4,696

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.59%
Capital Goods 5.32%
Conglomerates 0.03%
Consumer Cyclical 1.29%
Consumer/Non-Cyclical 5.12%
Energy 9.46%
Financial 18.35%
Healthcare 11.53%
Services 18.31%
Technology 18.78%
Transportation 5.86%
Utilities 1.89%

871 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PRUDENTIAL PLC ADR 174 New 3,653
TEVA PHARMACEUTICAL INDS LTD ADR 26 New 463
WEST BANCORPORATION INC CAP STK 113 New 6,900
1 800 FLOWERS COM CL A 462 New 54,300
AMC NETWORKS INC CL A 892 New 14,355
AMPHENOL CORP NEW CL A 8,172 -3,178 (28) 155,800
APARTMENT INVT & MGMT CO CL A 5,081 5,081 New 137,500
APOLLO ED GROUP INC CL A 2,707 2,707 New 87,617
BERKSHIRE HATHAWAY INC DEL CL A 1,326 New 6
BOSTON BEER INC CL A 234 234 New 900
BROADCOM CORP CL A 629 New 14,800
CACI INTL INC CL A 946 New 10,900
COGNIZANT TECHNOLOGY SOLUTIONS CL A 215 New 4,000
COMCAST CORP NEW CL A 43,394 New 788,766
CONSTELLATION BRANDS INC CL A 3,639 New 38,621
COPA HOLDINGS SA CL A 11,364 1,221 12.04 104,200
DILLARDS INC CL A 18,562 New 154,135
DISH NETWORK CORP CL A 1,393 New 18,320
DSW INC CL A 1,025 New 30,454
ECHOSTAR CORP CL A 42 -492 (92.07) 800