FIRST QUADRANT L P/CA Information

800 E COLORADO BLVD, PASADENA, California, 91101, (818) 795-8220

Report Date: 12/31/2013

Position Statistics

Total Positions 856
New Positions 70
Increased Positions 186
Decreased Positions 326
Positions with Activity 512
Sold Out Positions 65
Total Mkt Value (in $ millions) 4,355

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.44%
Capital Goods 5.27%
Conglomerates 0.03%
Consumer Cyclical 1.93%
Consumer/Non-Cyclical 4.66%
Energy 10.66%
Financial 17.16%
Healthcare 11.65%
Services 17.64%
Technology 19.16%
Transportation 4.74%
Utilities 2.51%

856 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADVANCED MICRO DEVICES INC COM -248 Sold Out 0
ALIMERA SCIENCES INC COM -57 Sold Out 0
AMR CORP DEL COM -1,589 Sold Out 0
ANNALY CAP MGMT INC COM -4 Sold Out 0
ARENA PHARMACEUTICALS INC COM -57 Sold Out 0
ARRIS GROUP INC NEW COM -101 Sold Out 0
AVIS BUDGET GROUP COM -63 Sold Out 0
AXIALL CORP COM -48 Sold Out 0
BAXTER INTL INC COM -4,650 Sold Out 0
BECTON DICKINSON & CO COM -3,938 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM -72 Sold Out 0
BOOZ ALLEN HAMILTON HLDG CORP CL A -88 Sold Out 0
BOSTON SCIENTIFIC CORP COM -2,094 Sold Out 0
CAMERON INTERNATIONAL CORP COM -572 Sold Out 0
CAMPBELL SOUP CO COM -877 Sold Out 0
CANTEL MEDICAL CORP COM -77 Sold Out 0
CAPSTEAD MTG CORP COM NO PAR -104 Sold Out 0
CASCADE BANCORP COM NEW -1 Sold Out 0
CATAMARAN CORP COM -35 Sold Out 0
CATO CORP NEW CL A -148 Sold Out 0