FIRST QUADRANT L P/CA Information

800 E COLORADO BLVD, PASADENA, California, 91101, (818) 795-8220

Report Date: 09/30/2014

Position Statistics

Total Positions 871
New Positions 61
Increased Positions 224
Decreased Positions 237
Positions with Activity 461
Sold Out Positions 62
Total Mkt Value (in $ millions) 4,675

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 5.31%
Conglomerates 0.03%
Consumer Cyclical 1.29%
Consumer/Non-Cyclical 5.15%
Energy 9.55%
Financial 18.32%
Healthcare 11.53%
Services 18.25%
Technology 18.74%
Transportation 5.82%
Utilities 1.91%

871 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FREEPORT-MCMORAN INC CL B 9 New 300
TYCO INTL PLC SHS 9 New 200
ENOVA INTL INC COM 9 New 366
FIRST DEFIANCE FINL CORP COM 8 New 262
COACH INC COM 7 New 200
TAHOE RES INC COM 7 7 New 400
NATIONAL FUEL GAS CO N J COM 7 New 100
BHP BILLITON PLC SPONSORED ADR 6 New 122
INVESTMENT TECHNOLOGY GRP NEW COM 6 New 300
WASHINGTON PRIME GROUP INC COM 6 -599 (99.08) 321
GALLAGHER ARTHUR J & CO COM 5 5 New 108
PROTECTIVE LIFE CORP COM 5 New 73
SEAWORLD ENTMT INC COM 5 5 New 288
GAMESTOP CORP NEW CL A 5 -4,867 (99.91) 119
CHOICE HOTELS INTL INC COM 4 4 New 84
AMERICAN CAP LTD COM 4 New 300
WEB COM GROUP INC COM 4 New 247
GOODYEAR TIRE & RUBR CO COM 4 New 157
FIRSTHAND TECH VALUE FD INC COM 4 New 176
WPX ENERGY INC COM 3 New 200