FIRST QUADRANT L P/CA Information

800 E COLORADO BLVD, PASADENA, California, 91101, (818) 795-8220

Report Date: 06/30/2014

Position Statistics

Total Positions 861
New Positions 102
Increased Positions 246
Decreased Positions 236
Positions with Activity 482
Sold Out Positions 53
Total Mkt Value (in $ millions) 4,416

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.09%
Capital Goods 5.39%
Conglomerates 0.02%
Consumer Cyclical 2.45%
Consumer/Non-Cyclical 4.38%
Energy 11.15%
Financial 18.38%
Healthcare 11.11%
Services 16.41%
Technology 18.65%
Transportation 5.52%
Utilities 2.15%

482 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 105,693 1,757 1.69 1,105,573
EXXON MOBIL CORP COM 97,943 -4,205 (4.12) 989,928
JOHNSON & JOHNSON COM 70,266 17,826 33.99 702,029
MICROSOFT CORP COM 69,137 -10,574 (13.27) 1,601,879
BERKSHIRE HATHAWAY INC DEL CL B NEW 64,831 477 .74 516,867
ORACLE CORP COM 58,321 -1,838 (3.06) 1,443,943
SCHLUMBERGER LTD COM 57,101 -314 (0.55) 526,814
UNION PAC CORP COM 55,797 -511 (0.91) 567,560
PFIZER INC COM 55,334 2,207 4.15 1,928,026
BANK OF AMERICA CORPORATION COM 55,274 -139 (0.25) 3,624,492
WELLS FARGO & CO NEW COM 50,820 779 1.56 998,436
JPMORGAN CHASE & CO COM 49,641 -7,595 (13.27) 860,770
CONOCOPHILLIPS COM 48,130 18,421 62.00 583,394
AT&T INC COM 45,816 193 .42 1,287,318
CVS CAREMARK CORPORATION COM 45,160 -23 (0.05) 591,412
COMCAST CORP NEW CL A 42,380 306 .73 788,766
GILEAD SCIENCES INC COM 41,552 23,552 130.85 453,873
MERCK & CO INC NEW COM 39,753 26,713 204.85 700,625
SOUTHWEST AIRLS CO COM 39,278 -4,545 (10.37) 1,388,886
VERIZON COMMUNICATIONS INC COM 38,790 -20,350 (34.41) 769,331