FIRST QUADRANT L P/CA Information

800 E COLORADO BLVD, PASADENA, California, 91101, (818) 795-8220

Report Date: 06/30/2014

Position Statistics

Total Positions 860
New Positions 101
Increased Positions 246
Decreased Positions 234
Positions with Activity 480
Sold Out Positions 52
Total Mkt Value (in $ millions) 4,596

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 5.38%
Conglomerates 0.02%
Consumer Cyclical 2.41%
Consumer/Non-Cyclical 4.45%
Energy 10.9%
Financial 18.43%
Healthcare 11.31%
Services 16.24%
Technology 18.67%
Transportation 5.57%
Utilities 2.16%

480 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 113,321 1,884 1.69 1,105,573
EXXON MOBIL CORP COM 98,458 -4,227 (4.12) 989,928
JOHNSON & JOHNSON COM 72,821 18,474 33.99 702,029
MICROSOFT CORP COM 72,773 -11,130 (13.27) 1,601,879
BERKSHIRE HATHAWAY INC DEL CL B NEW 70,940 522 .74 516,867
ORACLE CORP COM 59,967 -1,890 (3.06) 1,443,943
UNION PAC CORP COM 59,747 -547 (0.91) 567,560
BANK OF AMERICA CORPORATION COM 58,318 -146 (0.25) 3,624,492
SCHLUMBERGER LTD COM 57,760 -318 (0.55) 526,814
PFIZER INC COM 56,665 2,260 4.15 1,928,026
WELLS FARGO & CO NEW COM 51,360 787 1.56 998,436
JPMORGAN CHASE & CO COM 51,173 -7,829 (13.27) 860,770
GILEAD SCIENCES INC COM 48,819 27,671 130.85 453,873
CONOCOPHILLIPS COM 47,383 18,135 62.00 583,394
CVS CAREMARK CORPORATION COM 46,988 -24 (0.05) 591,412
AT&T INC COM 45,005 189 .42 1,287,318
SOUTHWEST AIRLS CO COM 44,458 -5,144 (10.37) 1,388,886
COMCAST CORP NEW CL A 43,161 312 .73 788,766
MERCK & CO INC NEW COM 42,115 28,300 204.85 700,625
LYONDELLBASELL INDUSTRIES N V SHS - A - 40,663 -3,350 (7.61) 355,600