FIRST QUADRANT L P/CA Information

800 E COLORADO BLVD, PASADENA, California, 91101, (818) 795-8220

Report Date: 12/31/2013

Position Statistics

Total Positions 856
New Positions 70
Increased Positions 186
Decreased Positions 326
Positions with Activity 512
Sold Out Positions 65
Total Mkt Value (in $ millions) 4,355

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.44%
Capital Goods 5.27%
Conglomerates 0.03%
Consumer Cyclical 1.93%
Consumer/Non-Cyclical 4.66%
Energy 10.66%
Financial 17.16%
Healthcare 11.65%
Services 17.64%
Technology 19.16%
Transportation 4.74%
Utilities 2.51%

512 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXXON MOBIL CORP COM 104,420 121 .12 1,039,828
APPLE INC COM 83,521 -102 (0.12) 159,106
MICROSOFT CORP COM 72,449 3,929 5.73 1,810,779
BERKSHIRE HATHAWAY INC DEL CL B NEW 64,234 1,274 2.02 505,060
ORACLE CORP COM 60,282 2,240 3.86 1,504,043
CHEVRON CORP NEW COM 55,745 -6,506 (10.45) 450,721
PFIZER INC COM 54,883 1,637 3.07 1,814,326
UNION PAC CORP COM 54,843 -57 (0.1) 289,269
WAL-MART STORES INC COM 48,183 1,848 3.99 620,438
WELLS FARGO & CO NEW COM 48,056 -55 (0.12) 982,136
AT&T INC COM 46,531 -432 (0.92) 1,291,105
VERIZON COMMUNICATIONS INC COM 46,431 6,036 14.94 975,432
BANK OF AMERICA CORPORATION COM 46,224 -1,190 (2.51) 2,862,192
SCHLUMBERGER LTD COM 44,361 13,088 41.85 444,014
CVS CAREMARK CORPORATION COM 43,928 959 2.23 595,712
JOHNSON & JOHNSON COM 41,668 17,605 73.16 421,064
SOUTHWEST AIRLS CO COM 41,634 2,823 7.28 1,772,400
CISCO SYS INC COM 41,056 -4,900 (10.66) 1,768,900
COMCAST CORP NEW CL A 38,326 -8,205 (17.63) 780,566
KROGER CO COM 38,103 -819 (2.11) 860,493