FIRST NEW YORK SECURITIES LLC /NY Information

90 PARK AVENUE, NEW YORK, New York, 10016, (212) 848-0600

Report Date: 12/31/2013

Position Statistics

Total Positions 382
New Positions 135
Increased Positions 171
Decreased Positions 201
Positions with Activity 372
Sold Out Positions 162
Total Mkt Value (in $ millions) 85

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.68%
Capital Goods 1.92%
Conglomerates 0.27%
Consumer Cyclical 2.6%
Consumer/Non-Cyclical 8.53%
Energy 13.74%
Financial 26.96%
Healthcare 7.99%
Services 11.88%
Technology 16.84%
Transportation 0.44%
Utilities 1.07%

162 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS -13,369 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -3,325 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -274 Sold Out 0
ALASKA AIR GROUP INC COM -47 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -234 Sold Out 0
AMBAC FINL GROUP INC COM NEW -4,411 Sold Out 0
ANADARKO PETE CORP COM -198 Sold Out 0
ANN INC COM -198 Sold Out 0
APOLLO ED GROUP INC CL A -994 Sold Out 0
ARENA PHARMACEUTICALS INC COM -32 Sold Out 0
ARGO GROUP INTL HLDGS LTD COM -23 Sold Out 0
ARTHROCARE CORP COM -486 Sold Out 0
AT&T INC COM -109 Sold Out 0
ATRICURE INC COM -101 Sold Out 0
AUTOLIV INC COM -1,248 Sold Out 0
BALTIC TRADING LIMITED COM -30 Sold Out 0
BARNES & NOBLE INC COM -31 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -1,291 Sold Out 0
BIOCRYST PHARMACEUTICALS COM -9 Sold Out 0
BIOSPECIFICS TECHNOLOGIES CORP COM -73 Sold Out 0