FIRST NEW YORK SECURITIES LLC /NY Information

90 PARK AVENUE, NEW YORK, New York, 10016, (212) 848-0600

Report Date: 03/31/2014

Position Statistics

Total Positions 447
New Positions 228
Increased Positions 265
Decreased Positions 178
Positions with Activity 443
Sold Out Positions 135
Total Mkt Value (in $ millions) 191

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.4%
Capital Goods 7.55%
Conglomerates 0.07%
Consumer Cyclical 7.51%
Consumer/Non-Cyclical 2.23%
Energy 12.42%
Financial 5.68%
Healthcare 11.87%
Services 24.47%
Technology 18.94%
Transportation 0.46%
Utilities 0.34%

135 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMARIN CORP PLC SPONS ADR NEW -8 Sold Out 0
AMERICAN ELEC PWR INC COM -55 Sold Out 0
ANGIES LIST INC COM -3 Sold Out 0
APPLIED MICRO CIRCUITS CORP COM NEW -104 Sold Out 0
ARCA BIOPHARMA INC COM NEW -12 Sold Out 0
ARCH COAL INC COM -32 Sold Out 0
ARES CAP CORP COM -289 Sold Out 0
ARIAD PHARMACEUTICALS INC COM -77 Sold Out 0
ARMOUR RESIDENTIAL REIT INC COM -43 Sold Out 0
BANCO SANTANDER SA ADR -50 Sold Out 0
BANK OF AMERICA CORPORATION COM -26 Sold Out 0
BARRICK GOLD CORP COM -288 Sold Out 0
BIOSCRIP INC COM -225 Sold Out 0
BLACKBERRY LTD COM -137 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -22 Sold Out 0
BOSTON SCIENTIFIC CORP COM -7 Sold Out 0
BRINKS CO COM -13 Sold Out 0
CABLEVISION SYS CORP CL A NY CABLVS -45 Sold Out 0
CAESARS ACQUISITION CO CL A -121 Sold Out 0
CHEVRON CORP NEW COM -2,618 Sold Out 0