FIRST BUSINESS FINANCIAL SERVICES, INC. Information

401 CHARMANY DRIVE, MADISON, Wisconsin, 53719, (608) 238-8008

Report Date: 12/31/2013

Position Statistics

Total Positions 56
New Positions 25
Increased Positions 41
Decreased Positions 12
Positions with Activity 53
Sold Out Positions 5
Total Mkt Value (in $ millions) 244

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.2%
Conglomerates
Consumer Cyclical 0.18%
Consumer/Non-Cyclical 0.94%
Energy 0.22%
Financial 97.24%
Healthcare 0.2%
Services 0.54%
Technology 0.29%
Transportation 0.19%
Utilities

53 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 80,520 18,595 30.03 832,425
ISHARES MSCI EAFE ETF 28,865 6,848 31.10 427,435
ISHARES RUS 1000 VAL ETF 20,188 3,618 21.83 209,506
ISHARES RUS 1000 GRW ETF 19,753 7,886 66.45 230,378
ISHARES CORE TOTUSBD ETF 14,738 -20,346 (57.99) 136,225
VANGUARD BD INDEX FD INC TOTAL BND MRKT 13,116 13,116 New 161,290
ISHARES RUS 2000 GRW ETF 10,896 4,130 61.04 83,550
ISHARES RUS 2000 VAL ETF 10,309 -1,836 (15.12) 104,046
FIRST BUS FINL SVCS INC WIS COM 9,903 1,227 14.15 206,864
SELECT SECTOR SPDR TR SBI INT-INDS 6,797 1,615 31.16 128,857
SELECT SECTOR SPDR TR SBI HEALTHCARE 6,766 1,593 30.80 118,932
SELECT SECTOR SPDR TR SBI CONS DISCR 5,956 1,419 31.28 93,403
SPDR S&P 500 ETF TR TR UNIT 3,472 502 16.92 18,625
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 1,231 1,231 New 50,878
SPDR SERIES TRUST NUVN BRCLY MUNI 1,209 1,209 New 51,595
ISHARES NAT AMT FREE BD 988 -4,186 (80.9) 9,192
PHILIP MORRIS INTL INC COM 950 8 .90 11,423
SELECT SECTOR SPDR TR SBI INT-FINL 424 -237 (35.9) 19,375
MONDELEZ INTL INC CL A 387 -10 (2.57) 11,164
MERCK & CO INC NEW COM 287 -2 (0.76) 5,081